JS
Jason G. Swirbul
G.DISTRIBUTORS
Rye, NY 10580
Some features on this profile are disabled
CRD#: 2867816
JS
Professional summary
Jason Grey Swirbul, who also goes by Grey Jason Swirbul, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Grey Jason Swirbul
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason Grey Swirbul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2011 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580Office #2: One Corporate Center, Rye, NY 10580-1435BD
CRD#: 155071
Rye, NY
Past
May 14, 1997 - December 31, 2019
G.RESEARCH, LLC
BD
CRD#: 7353
RYE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2011)
RR
Alaska(7/21/2011)
RR
Arizona(7/21/2011)
RR
Arkansas(7/21/2011)
RR
California(7/21/2011)
RR
Colorado(7/21/2011)
RR
Connecticut(7/21/2011)
RR
Delaware(7/21/2011)
RR
District of Columbia(7/21/2011)
RR
Florida(7/29/2011)
RR
Georgia(7/21/2011)
RR
Hawaii(7/21/2011)
RR
Idaho(7/21/2011)
RR
Illinois(7/21/2011)
RR
Indiana(7/29/2011)
RR
Iowa(7/21/2011)
RR
Kansas(7/21/2011)
RR
Kentucky(7/21/2011)
RR
Louisiana(7/21/2011)
RR
Maine(7/21/2011)
RR
Maryland(7/21/2011)
RR
Massachusetts(5/6/2011)
RR
Michigan(7/21/2011)
RR
Minnesota(7/21/2011)
RR
Mississippi(7/21/2011)
RR
Missouri(7/21/2011)
RR
Montana(7/21/2011)
RR
Nebraska(7/29/2011)
RR
Nevada(8/18/2011)
RR
New Hampshire(7/21/2011)
RR
New Jersey(7/21/2011)
RR
New Mexico(7/21/2011)
RR
New York(5/2/2011)
RR
North Carolina(8/8/2011)
RR
North Dakota(7/21/2011)
RR
Ohio(8/1/2011)
RR
Oklahoma(7/21/2011)
RR
Oregon(7/29/2011)
RR
Pennsylvania(7/29/2011)
RR
Puerto Rico(7/21/2011)
RR
Rhode Island(7/21/2011)
RR
South Carolina(7/21/2011)
RR
South Dakota(7/21/2011)
RR
Tennessee(7/27/2011)
RR
Texas(7/21/2011)
RR
Utah(7/29/2011)
RR
Vermont(7/21/2011)
RR
Virgin Islands(7/21/2011)
RR
Virginia(7/26/2011)
RR
Washington(7/21/2011)
RR
West Virginia(7/29/2011)
RR
Wisconsin(7/21/2011)
RR
Wyoming(7/21/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GL
G.DISTRIBUTORS, LLC
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC
CRD#: 155071 / SEC#: , 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Corporate Center, Rye, NY 10580-1435
Mailing Address
One Corporate Center, Rye, NY 10580-1435
Phone number
(914) 921-5000
Established
Delaware since 08/10/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
