Markus Bruhin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Markus Bruhin was a registered financial professional .
Markus is a previously registered financial professional and started their career in finance in 1997. Markus had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2008 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
December 5, 2008 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
April 3, 1997 - February 24, 1999
SWISS AMERICAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CREDIT SUISSE PRIVATE ADVISORS AG
CRD#: 112892 / SEC#: 801-60767, 8-53440
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT SUISSE AG | 100% OWNER | |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL & OPERATIONS PRINCIPAL | 2650187 |
| GROB, ERWIN NMN | DIRECTOR | 5658742 |
| ISARIN, RICHARD NMN | CEO | 4412459 |
| KAUFMANN, IVO NMN | CHIEF INVESTMENT OFFICER | 4412460 |
| LUEOEND, FELIX THOMAS | CORPORATE SECRETARY | 5767915 |
| OSBORN, LESLIE J. | CHIEF COMPLIANCE OFFICER | 4580474 |
| SKOGLUND, PETER OTTO | DIRECTOR | 425909 |
Red Flags
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