John W. Adams
Professional summary
John Wayne Adams is a registered financial professional currently at AFFILIATED BANKERS CAPITAL, L.L.C. located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Wayne Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2009 - Present
AFFILIATED BANKERS CAPITAL, L.L.C.
Office #1: 901 South Mopac Expressway, Bldg. 5, Suite 140, Austin, TX 78746Office #2: 9901 Brodie Lane Suite 160 #340, Austin, TX 78748November 19, 2002 - August 23, 2004
AFFILIATED BANKERS CAPITAL, L.L.C.
April 26, 2001 - April 16, 2002
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 12/8/2009
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
AFFILIATED BANKERS CAPITAL, L.L.C.
CRD#: 42842 / SEC#: , 8-50032
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHESHUNOFF, GABRIELLE MARTHA | OWNER | 2862545 |
| 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | |
| THE 1999 ALEXANDER AUSTIN SHESHUNOFF, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | |
| ADAMS, JOHN WAYNE | PRINCIPAL - MANAGER, HEAD OF INVESTMENT BANKING, POO | 2867107 |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, 1999 ALEXANDER AUSTIN SHESHUNOFF GENERATION SKIPPING FAMILY TRUST | |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, THE 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | |
| NOON, CHRISTOPHER MICHAEL | DIRECTOR, PRINCIPAL, CCO, FINOP | 5373985 |
Red Flags
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