BB
Birol Becan
AMERICAN CENTURY INVESTMENT SERVICES
LOS ALTOS, CA
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CRD#: 2866560
BB
Professional summary
Birol Becan is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in Los Altos, California.
Birol is registered as a RR (Registered Representative) and started their career in finance in 1997. Birol has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 4 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Birol Becan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2012 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #2: 3945 Freedom Circle Suite 800, Santa Clara, CA 95054BD
CRD#: 17437
LOS ALTOS, CA
Past
September 9, 2004 - December 31, 2012
AMERICAN CENTURY BROKERAGE, INC.
BD
CRD#: 42846
MOUNTAIN VIEW, CA
Past
May 15, 2003 - July 25, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 15, 2003 - July 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
April 29, 2003 - July 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
REDWOOD CITY, CA
Past
June 14, 2000 - August 16, 2001
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
March 1, 1999 - March 31, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
BD
CRD#: 34925
SAN FRANCISCO, CA
Past
April 28, 1998 - March 4, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 13, 1997 - June 20, 1997
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/8/2015)
RR
Alaska(6/8/2015)
RR
Arizona(6/8/2015)
RR
Arkansas(6/8/2015)
RR
California(10/29/2012)
RR
Colorado(6/8/2015)
RR
Connecticut(6/8/2015)
RR
Delaware(6/8/2015)
RR
District of Columbia(6/8/2015)
RR
Florida(6/8/2015)
RR
Georgia(6/8/2015)
RR
Hawaii(6/8/2015)
RR
Idaho(6/8/2015)
RR
Illinois(6/8/2015)
RR
Indiana(6/8/2015)
RR
Iowa(6/8/2015)
RR
Kansas(6/8/2015)
RR
Kentucky(6/8/2015)
RR
Louisiana(6/8/2015)
RR
Maine(6/8/2015)
RR
Maryland(6/8/2015)
RR
Massachusetts(6/8/2015)
RR
Michigan(6/8/2015)
RR
Minnesota(6/8/2015)
RR
Mississippi(6/8/2015)
RR
Missouri(6/8/2015)
RR
Montana(6/8/2015)
RR
Nebraska(6/8/2015)
RR
Nevada(6/8/2015)
RR
New Hampshire(6/8/2015)
RR
New Jersey(6/8/2015)
RR
New Mexico(6/8/2015)
RR
New York(6/8/2015)
RR
North Carolina(6/10/2015)
RR
North Dakota(6/8/2015)
RR
Ohio(6/8/2015)
RR
Oklahoma(6/8/2015)
RR
Oregon(6/8/2015)
RR
Pennsylvania(6/8/2015)
RR
Rhode Island(6/8/2015)
RR
South Carolina(6/8/2015)
RR
South Dakota(6/8/2015)
RR
Tennessee(6/8/2015)
RR
Texas(6/8/2015)
RR
Utah(6/8/2015)
RR
Vermont(6/8/2015)
RR
Virginia(6/8/2015)
RR
Washington(6/8/2015)
RR
West Virginia(6/8/2015)
RR
Wisconsin(6/8/2015)
RR
Wyoming(6/8/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
