Darrell L. Smith
Professional summary
Darrell Llenwellyn Smith, who also goes by Darrell Llenwellyn Smith, Darrell L Smith, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in Ronkonkoma, New York.
Darrell is registered as a RR (Registered Representative) and started their career in finance in 1997. Darrell has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darrell Llenwellyn Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2025 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 4175 Veterans Memorial Hway Suite 203, Ronkonkoma, NY 11779May 31, 2019 - July 29, 2020
SPARTAN CAPITAL SECURITIES, LLC
August 5, 2009 - June 6, 2017
K.C. WARD FINANCIAL
February 28, 2008 - April 28, 2008
K.C. WARD FINANCIAL
January 3, 2005 - March 26, 2008
J.P. TURNER & COMPANY, L.L.C.
February 19, 2004 - December 31, 2004
AMERICAN CAPITAL PARTNERS, LLC
January 28, 1999 - February 13, 2002
BNY MELLON SECURITIES CORPORATION
September 5, 1997 - September 3, 1998
SEABOARD SECURITIES, INC.
May 5, 1997 - September 15, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/21/2025
General Securities Representative ExaminationSeries 79TO
Date: 3/21/2025
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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