AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RG

Robert W. Gennari

FIDELITY DISTRIBUTORS COMPANY LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 2865901
RG

Professional summary

Robert W. Gennari JR., who also goes by Robert W Gennari, Robert William Gennari Jr, Robert William Gennari Jr., is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert W Gennari | Robert William Gennari Jr | Robert William Gennari Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert W. Gennari JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2010 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 17507
Smithfield, RI
Past

January 9, 2004 - November 24, 2010

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

April 2, 2002 - January 7, 2004

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

March 7, 2001 - March 21, 2002

KELMOORE INVESTMENT COMPANY, INC.

BD
CRD#: 22509
PALO ALTO, CA
Past

February 14, 2000 - March 6, 2001

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/20/2010)
RR
Alaska
(12/20/2010)
RR
Arizona
(12/20/2010)
RR
Arkansas
(12/20/2010)
RR
California
(12/20/2010)
RR
Colorado
(12/20/2010)
RR
Connecticut
(12/20/2010)
RR
Delaware
(12/20/2010)
RR
District of Columbia
(12/20/2010)
RR
Florida
(12/20/2010)
RR
Georgia
(12/20/2010)
RR
Hawaii
(12/20/2010)
RR
Idaho
(12/20/2010)
RR
Illinois
(12/20/2010)
RR
Indiana
(12/20/2010)
RR
Iowa
(12/20/2010)
RR
Kansas
(12/20/2010)
RR
Kentucky
(12/20/2010)
RR
Louisiana
(12/20/2010)
RR
Maine
(12/20/2010)
RR
Maryland
(12/20/2010)
RR
Massachusetts
(12/20/2010)
RR
Michigan
(12/20/2010)
RR
Minnesota
(12/20/2010)
RR
Mississippi
(12/20/2010)
RR
Missouri
(12/20/2010)
RR
Montana
(12/20/2010)
RR
Nebraska
(12/20/2010)
RR
Nevada
(12/20/2010)
RR
New Hampshire
(12/20/2010)
RR
New Jersey
(12/20/2010)
RR
New Mexico
(12/20/2010)
RR
New York
(12/9/2010)
RR
North Carolina
(12/21/2010)
RR
North Dakota
(12/20/2010)
RR
Ohio
(12/21/2010)
RR
Oklahoma
(12/20/2010)
RR
Oregon
(12/20/2010)
RR
Pennsylvania
(12/20/2010)
RR
Puerto Rico
(12/20/2010)
RR
Rhode Island
(12/20/2010)
RR
South Carolina
(12/20/2010)
RR
South Dakota
(12/20/2010)
RR
Tennessee
(12/20/2010)
RR
Texas
(12/20/2010)
RR
Utah
(12/20/2010)
RR
Vermont
(12/20/2010)
RR
Virginia
(12/20/2010)
RR
Washington
(12/20/2010)
RR
West Virginia
(12/20/2010)
RR
Wisconsin
(12/20/2010)
RR
Wyoming
(12/20/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 3/20/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 12/1/2018
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/24/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FIDELITY DISTRIBUTORS COMPANY LLC
FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Phone number
(800) 237-8132
Established
Delaware since 01/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.STOCKHOLDER
ACKERMAN, CHARLES ALLANDIRECTOR2168517
ADAMS, ROBERTCOO1291582
GUSTAFSON, DALTONPRESIDENT/DIRECTOR2439305
HAGGERTY, MARK AEXECUTIVE VICE PRESIDENT/DIRECTOR4347837
KAVANAUGH, NATALIE ANNCHIEF LEGAL OFFICER
MCGINTY, JOHN JR.CHIEF COMPLIANCE OFFICER5560420
RHODES, NOAH BUTLERCHIEF FINANCIAL OFFICER6546392

Disclosures

Regulatory Event3
Arbitration17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507Smithfield, RI 02917

TRUST BUT VERIFY

Monitor Robert Gennari

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DL
David LoughlinAdvisorCheck Check Mark
CITIZENS SECURITIES, INC.
IAR
RR
WARWICK, RI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.