Kimberly A. Kelly
Professional summary
Kimberly Ann Kelly, who also goes by Kimberly Ann Rigdon, Rigdon, is a registered financial professional currently at M. S. HOWELLS & CO. located in Atlanta, Georgia.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1997. Kimberly has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Ann Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
M. S. HOWELLS & CO.
Office #1: 5605 Glenridge Dr Suite 300, Atlanta, GA 30342January 3, 2007 - December 31, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 21, 1997 - December 31, 2006
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
Exams
FINRA
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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