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S. Paulina L. Nemec
EAGLE STRATEGIES LLC
WOODSTOCK, MD 21163
Some features on this profile are disabled
CRD#: 2865447
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Professional summary
S. Paulina Lee Nemec, who also goes by Soonyoung Paulina Lee, Soonyoung Paulina Lee, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Woodstock, Maryland and NYLIFE SECURITIES LLC located in Woodstock, Maryland.
S. Paulina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. S. Paulina has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Soonyoung Paulina Lee | Soonyoung Paulina Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; 10901 Tompkins Way Woodstock, MD 21163; Start Date 01/2019; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [CURED/18th & 21st, LLC; Restaurant; 10980 GrantChester Way Columbia, MD 21044; Start Date 01/2018; Role/Title: Investor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Gilchrist Hospice Care Inc; Hospice care faciilty; 11311 Mccormick Road Suite 350 Hunt Valley, MD 21031; Start Date 04/2021; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 1 hours per month during securities trading hours; Volunteer at the facility (baking cookies, etc.). volunteer at the annual fundraising events] [Rental property- Ocean City, MD ; Capri condo rental. Beach rental property; 11000 coastal hwy #2017. Ocean City, MD 21842; Start Date 02/2024; Role/Title: Owner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view S. Paulina Lee Nemec's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 10901 Tompkins Way, Woodstock, MD 21163RIA
CRD#: 110826
WOODSTOCK, MD
Current
December 9, 2002 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WOODSTOCK, MD
Past
October 17, 1997 - November 21, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 17, 1997 - November 21, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
August 23, 1997 - November 21, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TOWSON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/6/2015)
RR
Maryland(12/9/2002)
IAR
Maryland(3/4/2003)
RR
Oklahoma(7/9/2024)
RR
Virginia(1/13/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
