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Nicole Belmont

FAR HILLS GROUP.
New York, NY 10017
Some features on this profile are disabled
CRD#: 2865420
NB

Professional summary

Nicole Belmont is a registered financial professional currently at FAR HILLS GROUP, LLC. located in New York, New York.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 1997. Nicole has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Belmont's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2001 - Present

FAR HILLS GROUP, LLC.

Office #1: 747 3rd Avenue 30th Floor, New York, NY 10017
BD
CRD#: 32243
New York, NY
Past

February 16, 2000 - April 10, 2001

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

April 1, 1997 - September 1, 1998

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/19/2001)

Exams

State Security Law Exam
RR
Series 63
Date: 6/9/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/31/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FH
FAR HILLS GROUP, LLC.
FAR HILLS GROUP, LLC. | FAR HILLS SECURITIES, LLC | FAR HILLS SECURITIES, INC.

CRD#: 32243 / SEC#: , 8-45675

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
747 3rd Avenue 30th Floor, New York, NY, 10017
Mailing Address
747 3rd Avenue 30th Floor, New York, NY, 10017
Phone number
(212) 840-7779
Established
Delaware since 12/12/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FAR HILLS GROUP HOLDINGS LLCOWNER
HALVORSON, HALVOR MIKELMEMBER/CCO3145839

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAR HILLS GROUP, LLC.

CRD#: 32243New York, NY 10017

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