AL
Anthony J. Landi
KESTRA PRIVATE WEALTH SERVICES
Cranston, RI 02920
Some features on this profile are disabled
CRD#: 2865410
AL
Professional summary
Anthony Joseph Landi JR is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Cranston, Rhode Island and KESTRA INVESTMENT SERVICES, LLC located in Cranston, Rhode Island.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: The Northeast Investment Group Investment Related: Yes Address: 1000 Chapel View Boulevard, Suite 200 Cranston RI 02920 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner Wealth Management Start Date: 5/23/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client Aquisition, financial planning, investment advice Business Name: Providence Rotary Investment Related: No Address: 27 Dryden Lane Providence RI 02904 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Secretary until 6/30/18 Then I will be First Vice President from 7/1/18-6/30/19 Start Date: 7/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Community Service Funding inner city Youth program Sit on the board and E committee Business Name: Landi Family Holdings Investment Related: No Address: 47 Kinney Ave Narragansett RI 02882 Nature of Business: Other Other/None of the Above collecting rent . property management Position, Title or Relationship: Partner Start Date: 1/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: collecting rent property management Business Name: Bradley Hospital Investment Related: No Address: 1011 Veterans Memorial PKWY Riverside RI 02915 Nature of Business: Other Other/None of the Above Fundraising Position, Title or Relationship: Board of Governors Start Date: 9/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Fundraising Business Name: The Barber's Son LLC Investment Related: No Address: 47 Kinney Ave Narragansett RI 02882 Nature of Business: Other Other/None of the Above Account for business Position, Title or Relationship: President Start Date: 6/5/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage cash deposits Funds NE investment group Business Name: The Northeast Investment Group LLC Investment Related: Yes Address: 1000 Chapel View Blvd, Suite 200 Cranston RI 02920 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Managing Partner/Wealth Manager Start Date: 5/29/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client acquisition, Client relations, account management PROVIDENCE ROTARY CHARITIES FOUNDATION POSITION: Chairman NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: Providence Rotary Foundation, PO Box 90, Barrington RI 02806, United States DESCRIPTION: Run quarterly meetings. Help with Fund raising. Coordinate with the Providence Rotary Board of directors for continuity within the Rotary Club.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Landi JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2018 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 1000 Chapel View Blvd. Ste 200, Cranston, RI 02920RIA
CRD#: 155193
Cranston, RI
Current
May 23, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1000 Chapel View Blvd. Ste 200, Cranston, RI 02920BD
CRD#: 42046
Cranston, RI
Past
August 3, 2007 - May 31, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PROVIDENCE, RI
Past
August 3, 2007 - May 31, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PROVIDENCE, RI
Past
April 2, 2007 - August 6, 2007
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PROVIDENCE, RI
Past
April 2, 2007 - August 6, 2007
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PROVIDENCE, RI
Past
March 18, 1998 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PROVIDENCE, RI
Past
April 21, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PROVIDENCE, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/23/2018)
RR
California(5/23/2018)
RR
Colorado(4/28/2022)
RR
Connecticut(5/23/2018)
RR
District of Columbia(2/6/2025)
RR
Florida(7/2/2018)
RR
Georgia(5/23/2018)
RR
Hawaii(6/22/2018)
RR
Illinois(5/23/2018)
RR
Maine(5/25/2018)
RR
Maryland(5/30/2018)
RR
Massachusetts(6/11/2018)
RR
Michigan(9/25/2019)
RR
Minnesota(6/3/2018)
RR
New Hampshire(6/18/2018)
RR
New Jersey(5/23/2018)
RR
New York(5/23/2018)
RR
North Carolina(9/6/2019)
RR
Ohio(5/23/2018)
RR
Pennsylvania(5/23/2018)
RR
Rhode Island(5/23/2018)
IAR
Rhode Island(5/23/2018)
RR
South Dakota(9/18/2019)
RR
Vermont(9/26/2023)
RR
Washington(11/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Cranston, RI 02920TRUST BUT VERIFY
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