AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
PT

Paul D. Teitelbaum

ENGLAND SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 2864522
PT

Professional summary


Paul David Teitelbaum, who also goes by Paul Teitelbaum, is a registered financial professional currently at ENGLAND SECURITIES, LLC located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2004. Paul has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paul Teitelbaum

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul David Teitelbaum's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2015 - Present

ENGLAND SECURITIES, LLC

Office #1: 1270 Avenue Of The Americas Suite 1202, New York, NY 10020
BD
CRD#: 129932
NEW YORK, NY
Past

July 2, 2012 - April 6, 2015

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
NEW YORK, NY
Past

January 25, 2010 - June 28, 2012

LMV CAPITAL CORP.

BD
CRD#: 148745
NEW YORK, NY
Past

July 16, 2007 - January 20, 2010

BURNHAM SECURITIES INC.

BD
CRD#: 22549
NEW YORK, NY
Past

September 19, 2005 - August 23, 2007

GLOCAP FUNDING, LLC

BD
CRD#: 122364
NEW YORK, NY
Past

May 25, 2004 - April 21, 2005

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/20/2015)
RR
Massachusetts
(4/20/2015)
RR
New Jersey
(3/31/2025)
RR
New York
(4/20/2015)
RR
Texas
(4/20/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 6/3/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ES
ENGLAND SECURITIES, LLC
ENGLAND SECURITIES, LLC

CRD#: 129932 / SEC#: , 8-66274

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1000 Louisiana Street Suite 6550, Houston, TX 77002
Mailing Address
1000 Louisiana Street Suite 6550, Houston, TX 77002
Phone number
(713) 357-9440
Established
District of Columbia since 11/28/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ENGLAND & COMPANY, LLCSHAREHOLDER
ENGLAND, CRAIG WILLIAMMANAGING MEMBER, PRINCIPAL, SHAREHOLDER, CHIEF COMPLIANCE OFFICER2038219
ENGLAND, CRAIG WILLIAMFINOP2038219

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ENGLAND SECURITIES, LLC

CRD#: 129932New York, NY 10020

TRUST BUT VERIFY

Monitor Paul Teitelbaum

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics