Joshua A. Galiani
Professional summary
Joshua Albert Galiani was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joshua is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Joshua had worked at 4 firms, which includes PETERSEN INVESTMENTS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, TRADE.COM ONLINE SECURITIES INC., R.D. WHITE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2003 - September 15, 2009
PETERSEN INVESTMENTS, INC.
April 20, 1999 - April 9, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 1997 - November 2, 1998
TRADE.COM ONLINE SECURITIES, INC.
May 19, 1997 - September 22, 1997
R.D. WHITE & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PETERSEN INVESTMENTS, INC.
CRD#: 38537 / SEC#: , 8-48306
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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