JO
Jon S. Ogren
CETERA INVESTMENT ADVISERS LLC
OVERLAND PARK, KS
Some features on this profile are disabled
CRD#: 2864144
JO
Professional summary
Jon S Ogren, AIF®, who also goes by Jon Stark Ogren, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA WEALTH SERVICES, LLC located in Overland Park, Kansas.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jon has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Stark Ogren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CO-OP INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: , Overland Park KS , United States DESCRIPTION: Agent/Broker; 2. FAMILY HERITAGE LIFE INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1992 ADDRESS: , Cleveland OH , United States DESCRIPTION: Agent/Broker; 3. R.F. BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: , St. Louis MO , United States DESCRIPTION: Agent/Broker; 4. GO FITNESS CORP POSITION: Owner NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/15/2021 ADDRESS: 14303 Bond Street, Overland Park KS 66221, United States DESCRIPTION: This is a web based business where people can attend her virtual classes; 5. NAME OF OTHER BUSINESS: THE PLAN SPONSOR UNIVERSITY TPSA, INVESTMENT RELATED: NO, ADDRESS: JCCC REGNIER CENTER, COLLEGE BLVD, OVERLAND PARK, KS 66210, NATURE OF BUSINESS: EDUCATION, START DATE: 04/2024 POSITION/TITLE/RELATIONSHIP: ADJUNCT LECTURER, LESS THAN 1 HOUR PER WEEK, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TALK ABOUT 401(K) PLANS; 6. NAME OF OTHER BUSINESS: FATHER'S CLUB, INC. INVESTMENT RELATED: NO, ADDRESS: PO BOX 23303, OVERLAND PARK, KS 66883, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LISTEN AND GUIDE AS WE WORK TO HELP FATHERS BECOME BETTER DADS;
CRS (Client Relationship Summary) - RIA
Click below to view Jon S Ogren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 7500 College Blvd Suite 800, Overland Park, KS 66210RIA
CRD#: 105644
OVERLAND PARK, KS
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7500 College Blvd Suite 800, Overland Park, KS 66210BD
CRD#: 13572
Overland Park, KS
Past
March 4, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Overland Park, KS
Past
January 29, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Overland Park, KS
Past
February 24, 2014 - January 18, 2019
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Past
April 29, 2008 - December 4, 2013
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
OVERLAND PARK, KS
Past
April 29, 2008 - December 4, 2013
STANCORP EQUITIES, INC.
BD
CRD#: 19517
OVERLAND PARK, KS
Past
November 23, 2005 - April 7, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OVERLAND PARK, KS
Past
November 14, 2005 - April 7, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
OVERLAND PARK, KS
Past
November 1, 2004 - December 3, 2004
MMC SECURITIES LLC
RIA
CRD#: 103846
KANSAS CITY, MO
Past
September 29, 2004 - December 3, 2004
MMC SECURITIES LLC
BD
CRD#: 103846
NEW YORK, NY
Past
October 5, 2000 - February 19, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
December 11, 1998 - January 9, 2000
ONE ORCHARD EQUITIES, INC.
BD
CRD#: 42124
GREENWOOD VILLAGE, CO
Past
April 7, 1997 - August 19, 1998
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(8/10/2023)
RR
Idaho(8/10/2023)
RR
Illinois(8/10/2023)
RR
Iowa(8/10/2023)
RR
Kansas(8/10/2023)
IAR
Kansas(8/10/2023)
RR
Louisiana(8/10/2023)
RR
Massachusetts(5/28/2025)
RR
Missouri(8/10/2023)
RR
Montana(8/10/2023)
RR
Nebraska(8/10/2023)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
North Dakota(8/10/2023)
RR
Ohio(8/10/2023)
RR
Oklahoma(8/10/2023)
RR
Oregon(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
South Carolina(8/10/2023)
RR
South Dakota(8/10/2023)
RR
Tennessee(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Utah(8/10/2023)
RR
Washington(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
