Jon S. Ogren
Professional summary
Jon S Ogren, AIF®, who also goes by Jon Stark Ogren, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA WEALTH SERVICES, LLC located in Overland Park, Kansas.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jon has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jon S Ogren's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 7500 College Blvd Suite 800, Overland Park, KS 66210August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7500 College Blvd Suite 800, Overland Park, KS 66210March 4, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
January 29, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
February 24, 2014 - January 18, 2019
MML DISTRIBUTORS, LLC
April 29, 2008 - December 4, 2013
STANCORP INVESTMENT ADVISERS, INC.
April 29, 2008 - December 4, 2013
STANCORP EQUITIES, INC.
November 23, 2005 - April 7, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 14, 2005 - April 7, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 1, 2004 - December 3, 2004
MMC SECURITIES LLC
September 29, 2004 - December 3, 2004
MMC SECURITIES LLC
October 5, 2000 - February 19, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
December 11, 1998 - January 9, 2000
ONE ORCHARD EQUITIES, INC.
April 7, 1997 - August 19, 1998
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
