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KK

Kyusun Kim

Some features on this profile are disabled
CRD#: 2864085
KK

Professional summary

Kyusun Kim was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kyusun is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Kyusun had worked at 5 firms, which includes COLONY PARK FINANCIAL SERVICES LLC., SANDLAPPER SECURITIES LLC, INDEPENDENT FINANCIAL GROUP LLC, OSAIC FA INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kyu Sun Kim | Kenny Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 23, 2016 - August 31, 2018

COLONY PARK FINANCIAL SERVICES LLC.

RIA
CRD#: 41534
Sand Diego, CA
Past

March 21, 2016 - April 18, 2017

SANDLAPPER SECURITIES, LLC

BD
CRD#: 137906
San Diego, CA
Past

February 27, 2006 - March 21, 2016

INDEPENDENT FINANCIAL GROUP, LLC

RIA
CRD#: 7717
SAN DIEGO, CA
Past

February 27, 2006 - March 21, 2016

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
SAN DIEGO, CA
Past

October 15, 1999 - March 3, 2006

OSAIC FA, INC.

RIA
CRD#: 3978
SAN DIEGO, CA
Past

August 8, 1997 - March 3, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

August 8, 1997 - March 3, 2006

OSAIC FA, INC.

BD
CRD#: 3978
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/16/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/19/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/18/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/1997
General Securities Representative Examination

Current Firm

CP
COLONY PARK FINANCIAL SERVICES LLC.
BOON CAPITAL ADVISORS | WMS FINANCIAL PLANNERS INC | THE SHERER GROUP | TELLURIDE WEALTH MANAGEMENT | SPECIALIZED WEALTH MANAGEMENT | SANDLAPPER WEALTH MANAGEMENT, LLC | PLUSPOINT ADVISORS | LKB FINANCIAL, L.L.C. | KKIM FINANCIAL | KALA ADVISORS, LLC | IREXA FINANCIAL SERVICES/ WEALTH STRATEGIES | INVESTORS COACH | INNOVATIVE INVESTMENT MANAGEMENT | HYPERION WEALTH MANAGEMENT, LLC | HYDE PARK WEALTH MANAGEMENT | GREENE DIRECTIONS LLC | GCA SECURITIES, L.L.C. | COLONY PARK FINANCIAL SERVICES LLC. | COLONY PARK FINANCIAL SERVICES LLC | CAROLINA FINANCIAL | BUFFALO TRACE FINANCIAL GROUP | BRIDGE VALLEY FINANCIAL

CRD#: 41534 / SEC#: 801-79219, 8-49478

BD
Terminated by SEC on 01/09/2015
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Contact information

Main Address
406 N. Pleasantburg Dr, Greenville, SC 29607
Mailing Address
Phone number
Established
Georgia since 06/27/1996
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
SANDLAPPER WEALTH MANAGEMENT, LLCOWNER164443
JORDAN, BJORNCCO, COO4366435
REINSTEIN, MARK EDWINPRESIDENT, CFO, FINOP1486887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLONY PARK FINANCIAL SERVICES LLC.

CRD#: 41534

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