Jeffrey H. Goldberg
Professional summary
Jeffrey Heath Goldberg, who also goes by Jeffrey H Goldberg, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Heath Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2011 - Present
FOUR POINTS CAPITAL PARTNERS LLC
Office #1: 99 Park Avenue Suite 810, New York, NY 10016June 22, 2007 - April 18, 2011
WEDBUSH SECURITIES INC.
October 10, 2001 - June 25, 2007
BROOKSTREET SECURITIES CORPORATION
May 30, 2000 - August 8, 2001
EMERSON BENNETT & ASSOCIATES
February 4, 2000 - May 23, 2000
S.G. MARTIN SECURITIES LLC
February 25, 1998 - December 31, 1999
FIN-ATLANTIC SECURITIES, INC.
December 24, 1997 - February 26, 1998
FAIRCHILD FINANCIAL GROUP, INC.
September 3, 1997 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2011)
(9/16/2015)
(4/18/2011)
(5/17/2011)
(4/21/2011)
(8/16/2019)
(5/2/2011)
(4/18/2011)
(4/19/2011)
(9/23/2013)
(4/27/2011)
(4/18/2011)
(9/24/2013)
(4/18/2011)
(9/25/2013)
(4/18/2011)
(4/18/2011)
(4/18/2011)
(4/18/2011)
(4/21/2014)
(4/18/2011)
(2/25/2014)
(4/18/2011)
(4/18/2011)
(2/24/2015)
(4/18/2011)
(4/18/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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