PH
Pelham H. Henry
STONEX ADVISORS
Fairhope, AL 36532
Some features on this profile are disabled
CRD#: 2863856
PH
Professional summary
Pelham Hugh Henry III, who also goes by Pel Henry III, is a registered financial advisor currently at STONEX ADVISORS INC. located in Fairhope, Alabama and STONEX SECURITIES INC. located in Fairhope, Alabama.
Pelham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Pelham has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pel Henry Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE ADJUSTING; NOT INVESTMENT RELATED; PO BOX 281 MONTROSE, AL. 36559; CATASTROPHE INSURANCE ADJUSTING; INDEPENDENT AGENT; 07/27/2012; HOURS VARY DEPENDING ON CALLS RECEIVED; 0 HOURS DURING SEC TRADING HOURS; ADJUST PROPERTY DAMAGE RELATING TO MAJOR CATASTROPHIES. 2. HENRY WEALTH MANAGEMENT, LLC.; NOT INVESTMENT RELATED; PO BOX 281 MONTROSE, AL. 36559; TAX PURPOSES; SOLE MEMBER; 10/2009; LESS THAN 1 HOUR PER WEEK AND DURING SECURITY TRADING HOURS; PAY EXPENSES AND PAYROLL RELATING TO MY BROKERAGE WORK. 3. CROP INSURANCE; NOT INVESTMENT RELATED; 22787 HWY 98 E4 FAIRHOPE, AL. 36532; INSURANCE;AGENT; WHEN P&C LICENSE EXAM IS TAKEN; 2 HOURS PER MONTH; 0 DURING SEC TRADING HOURS; CROP INSURANCE SALES. 4. Name of Business: P & C Insurance Business Address: 22787 US HWY 98 E4, Fairhope, AL 36532 Nature of Business: P & C Insurance Investment Related: NO Business Position, Title, Association: Agent Business Duties: Offer P & C insurance thru Alabama Coastal Ins., a local independent P & C insurance firm. Business Start Date: 7/2016 Approximate Hours Devoted to Business: 4 per month Approxiamte Hours During Market Hours: 0 5)White Birch Farms Inc PO Box 281, Montrose, AL 36559 Small Farm Non-investment related Co-owner Purchase and operate small working farm 6 hours a month, none during market hours 6) City of Fairhope Airport Authority Board Member 161 North Section Street Fairhope, AL 36532 Nature of Business: volunteer position to promote aviation in the city of fairhope. Investment Related: No Business Position: Board member Business Duties: once a month board meeting after market hours to discuss business at the airport. Business Start Date: 07/01/2021 Approximately two hours spent on this OBA monthly, with zero spent during market hours. 7) ST. JAMES EPISCOPAL CHURCH FINANCE COMMITTEE 860 N. SECTION ST. FAIRHOPE AL. 36532 NATURE OF BUSINESS: AS COMMITTEE MEMBER I HELP OVERSEE THE FINANCES OF THE CHURCH. INVESTMENT RELATED: NO BUSINESS POSITION: COMMITTEE MEMBER BUSINESS DUTIES: HELP OVERSEE THE FINANCES OF THE CHURCH BUSINESS START DATE: 02/16/2022 APPROXIMATELY ONE HOUR SPENT ON THIS OBA MONTHLY, WITH ZERO SPENT DURING MARKET HOURS. 8) Big Jake LLC - P.O. Box 281 Montrose, AL 36559 Nature of Business: possibly build an airplane hangar and other real estate ventures Investment Related: No Business Position: owner Business Duties: owner Business Start Date: 03/01/2023 Approximately three hours spent on this OBA with zero during market hours. 9) Make Aviation Great Again, LLC; NOT investment related; 8600 co rd 32, Fairhope, AL 36532; part owner of an airplane; 11/26/2024; 0 hrs/month
CRS (Client Relationship Summary) - RIA
Click below to view Pelham Hugh Henry III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2016 - Present
STONEX ADVISORS INC.
Office #1: 22787 Hwy 98 E-4, Fairhope, AL 36532RIA
CRD#: 174182
Fairhope, AL
Current
October 20, 2009 - Present
STONEX SECURITIES INC.
Office #1: 22787 Hwy 98 E-4, Fairhope, AL 36532BD
CRD#: 18456
Fairhope, AL
Past
October 15, 2009 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
FAIRHOPE, AL
Past
January 8, 2007 - October 15, 2009
COLONIAL ASSET MANAGEMENT INC
RIA
CRD#: 108950
FOLEY, AL
Past
December 13, 2002 - October 15, 2009
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
FOLEY, AL
Past
September 7, 1999 - December 11, 2002
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
BIRMINGHAM, AL
Past
May 14, 1997 - September 10, 1999
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/20/2009)
IAR
Alabama(6/30/2016)
RR
Arkansas(4/23/2025)
RR
Colorado(4/23/2025)
RR
Florida(12/8/2009)
RR
Georgia(4/23/2025)
RR
Illinois(4/23/2025)
RR
Kentucky(11/3/2021)
RR
Louisiana(4/23/2025)
RR
Maryland(4/23/2025)
RR
Minnesota(4/23/2025)
RR
Mississippi(12/19/2018)
RR
New York(4/23/2025)
RR
Ohio(4/15/2021)
RR
Pennsylvania(11/3/2021)
RR
Texas(4/23/2025)
RR
Virginia(4/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX ADVISORS INC.
CRD#: 174182Fairhope, AL 36532TRUST BUT VERIFY
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