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Susan Sammon Hendrick

CRD# 2863243·Registered 1997 - 2025
Previously Registered: Being a previously registered professional could mean that Susan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Susan Sammon Hendrick, who also goes by Sue Sammon Hendrick, Sue Sammon, Susan Lynn Sammon, was a registered financial advisor. Susan was a previously registered financial professional and started their career in finance 1997 - 2025. Susan had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sue Sammon Hendrick, Sue Sammon, Susan Lynn Sammon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

PEAK6 CAPITAL MANAGEMENT LLC·CRD# 43773
BD
Chicago, IL
September 17, 2002 - March 6, 2025
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
March 18, 1997 - October 28, 1998

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Current Firm

PC
PEAK6 CAPITAL MANAGEMENT LLC

PEAK6 CAPITAL MANAGEMENT LLC

CRD#: 43773 / SEC#: 8-50422
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

Mailing Address

141 W. Jackson Blvd., Suite 500, Chicago, IL 60604

Phone Number

(312) 444-8000

Established

Delaware since 08/05/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PEAK6 CAPITAL MANAGEMENT HOLDINGS LLCSOLE MEMBER—
MILCAREK, STEVEN DOUGLASPRINCIPAL OPERATIONS OFFICER3131320
MULLER, BRIAN JAMESCHIEF RISK OFFICER5875890
PITALE, SUJAI VEERDHAVALCHIEF COMPLIANCE OFFICER5387442
SIMPSON, THOMAS WILLIAMCHIEF EXECUTIVE OFFICER5875785
WARD, JAMES FLANAGANFINOP, PRINCIPAL FINANCIAL OFFICER6258923

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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