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JK

Jeffrey B. Kauffman

SUMMIT FAMILY OFFICE SERVICES
Woodinville,, WA
Some features on this profile are disabled
CRD#: 2862943
JK

Professional summary

Jeffrey Brant Kauffman, who also goes by Jeff Kauffman, is a registered financial advisor currently at SUMMIT FAMILY OFFICE SERVICES, LLC located in Woodinville,, Washington.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff Kauffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jeffrey Brant Kauffman is a promoter for THRIVE, a nutraceutical company. Jeff began work as an independent direct sales contractor in 2015 and spends 1-2 hours per week after securities trading hours. Jeff's THRIVE practice is located at 16128 NE 145th St, Woodinville, WA 98072. 2. Jeffrey Brant Kauffman owns a passive, minority equity interest in Deskless Workers, Inc (DW). DW develops mobile applications and technology for businesses and government. Jeff invested in DW in 2019 and as a passive investor, has no work commitments to the company. DW is located at 147 154th PL NE, Bellevue, WA 98007.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brant Kauffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2024 - Present

SUMMIT FAMILY OFFICE SERVICES, LLC

Office #2: 16128 Ne 145th St, Woodinville, WA 98027
RIA
CRD#: 171313
Woodinville,, WA
Past

March 7, 2023 - December 23, 2024

SNIDER FINANCIAL GROUP

RIA
CRD#: 117392
BELLEVUE, WA
Past

January 6, 2017 - February 16, 2023

SUMMIT FAMILY OFFICE SERVICES, LLC

RIA
CRD#: 171313
BELLEVUE, WA
Past

August 13, 2015 - December 27, 2016

CRESCITA CAPITAL LLC

RIA
CRD#: 174990
ISSAQUAH, WA
Past

November 30, 2011 - February 20, 2015

CONOVER SECURITIES CORPORATION

BD
CRD#: 17129
BELLEVUE, WA
Past

February 11, 2011 - April 15, 2015

CONOVER CAPITAL MANAGEMENT

RIA
CRD#: 118393
BELLEVUE, WA
Past

February 2, 2011 - February 20, 2015

CONOVER SECURITIES CORPORATION

RIA
CRD#: 17129
BELLEVUE, WA
Past

October 16, 2003 - June 30, 2010

RIGEL CAPITAL LLC

RIA
CRD#: 127988
SEATTLE, WA
Past

June 3, 1999 - December 31, 2004

RIGEL CAPITAL MANAGEMENT INC

RIA
CRD#: 108598
SEATTLE , WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(12/19/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/20/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/29/2011
General Securities Representative Examination

Current Firm

SF
SUMMIT FAMILY OFFICE SERVICES, LLC
SUMMIT FAMILY OFFICE SERVICES | YOUNG, DAVID | SUMMIT FAMILY OFFICES | SUMMIT FAMILY OFFICE SERVICES, LLC

CRD#: 171313 / SEC#:

Washington
Registered Investment Advisory firm - (10/13/2014 Approved)
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Contact information

Main Address
Bellevue, WA
Mailing Address
Phone number
(425) 922-8692
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts15
AUM (Assets Under Management)$ 6,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT FAMILY OFFICE SERVICES, LLC

CRD#: 171313Woodinville,, WA

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