Derek W. Chauvette
Professional summary
Derek William Chauvette is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1997. Derek has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek William Chauvette's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2011 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114July 16, 2008 - June 3, 2010
KEYBANC CAPITAL MARKETS INC.
October 14, 1999 - February 21, 2007
KEYBANC CAPITAL MARKETS INC.
November 9, 1998 - March 5, 2007
KEYBANC CAPITAL MARKETS INC.
May 1, 1997 - November 9, 1998
KEY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2011)
(6/1/2011)
(6/22/2011)
(12/13/2016)
(6/22/2011)
(6/22/2011)
(6/22/2011)
(6/22/2011)
(6/22/2011)
(12/13/2016)
(6/22/2011)
(6/22/2011)
(6/22/2011)
(6/1/2011)
(6/22/2011)
(6/22/2011)
(12/13/2016)
(6/22/2011)
(6/22/2011)
(6/22/2011)
(12/13/2016)
(6/22/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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