Kenneth M. Paulson
Professional summary
Kenneth Michael Paulson is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jericho, New York and GFI SECURITIES LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2016. Kenneth has worked at 11 firms and has passed the SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Michael Paulson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2012 - Present
CANTOR FITZGERALD & CO.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753Office #2: 3001 Tamiami Trail North Suite 200, Naples, FL 34103December 7, 2015 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041October 25, 2016 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041October 25, 2016 - Present
BGC FINANCIAL, L.P.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753October 25, 2016 - Present
MINT BROKERS
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753June 26, 2017 - Present
CF SECURED, LLC
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753April 8, 2021 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Avenue, New York, NY 10017May 31, 2018 - November 20, 2020
CASTLEOAK SECURITIES, LP
June 26, 2017 - July 1, 2021
SUNRISE BROKERS LLC
October 25, 2016 - May 27, 2020
CFWP SECURITIES, LLC
October 25, 2016 - November 18, 2022
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
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