Frank D. Gilliam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Donnell Gilliam, who also goes by Don Gilliam, Frank D Gilliam, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1997. Frank had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - November 18, 2014
QUOIN CAPITAL LLC
April 20, 2011 - February 3, 2012
DOLEY SECURITIES, LLC.
January 14, 2005 - November 12, 2008
CLIO FUNDS MANAGEMENT, LLC
June 27, 2003 - January 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 20, 2003 - January 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 25, 2001 - April 22, 2003
TRIANGLE SECURITIES, LLC
January 4, 1999 - October 25, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 27, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUOIN CAPITAL LLC
CRD#: 136160 / SEC#: , 8-66980
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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