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GF

Giovanni Ferrara

TRADEZERO AMERICA
Brooklyn, NY 11232
Some features on this profile are disabled
CRD#: 2862151
GF

Professional summary

Giovanni Ferrara, who also goes by John Ferrara, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.

Giovanni is registered as a RR (Registered Representative) and started their career in finance in 1997. Giovanni has worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Ferrara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Giovanni Ferrara's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2025 - Present

TRADEZERO AMERICA, INC.

Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232
BD
CRD#: 282940
Brooklyn, NY
Past

June 20, 2002 - May 17, 2010

NOBLETRADING.COM, INC.

BD
CRD#: 119024
NEW YORK, NY
Past

June 28, 2000 - April 16, 2003

WHITE PACIFIC SECURITIES, INC.

BD
CRD#: 42505
SAN FRANCISCO, CA
Past

September 30, 1999 - July 27, 2000

ICAP/INVESTMENT SERVICES AND TRADING, LLC

BD
CRD#: 31271
HAVERSTRAW, NY
Past

December 12, 1997 - May 27, 1999

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

August 30, 1997 - November 25, 1997

FIRST LIBERTY INVESTMENT GROUP, INC.

BD
CRD#: 3536
PHILADELPHIA, PA
Past

March 18, 1997 - August 7, 1997

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 1/11/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/1/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/2000
General Securities Principal Examination
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: , 8-69736

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
CALLEJAS, KHRISFINOP6062989
CURET, JEFFREY HOWARDREGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER4711190
HAUPT, MICHAEL SCEO2865821
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
ORTEGON, MARY ANNETTEMARKETING REGISTERED OPTIONS PRINCIPAL1297351

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEZERO AMERICA, INC.

CRD#: 282940Brooklyn, NY 11232

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