HA
Howard B. Adcock
KESTRA ADVISORY SERVICES
TAMPA, FL 33612
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CRD#: 2861943
HA
Howard Brian AdcockKESTRA ADVISORY SERVICES
Professional summary
Howard Brian Adcock is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tampa, Florida and KESTRA INVESTMENT SERVICES, LLC located in Tampa, Florida.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Howard has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: CEO Council Inv Rel: No Addr: CEO Council of Tampa Bay, P.O. Box 320787 Tampa FL 33679 NOB: Mnthly group mtngs, social gatherings & lunch mtngs w/ fellow CEOs of various industries in the Tampa Bay Area. POS: Member Strt Dte: 6/15/2021 Hrs/mth: 0% - 10% (0 - 16 hrs) Hrs/mth during trdng hrs: 0% - 10% (0 - 14 hrs) DESC: Mtng once a mo w/ a group of CEOs to discuss the challenges & successes of running a Busi. BN: St. Joseph Fndtn Finance Committee Inv Rel: Yes Addr: 2700 W. Dr. Martin Luther King Jr. Blvd., #310 Tampa FL 33607 NOB: Board Posi POS: Board Posi as a rep of the St. Joseph Children's Hospital Board Strt Dte: 10/1/2017 Hrs/mth: 0% - 10% (0 - 16 hrs) Hrs/mth dur trdng hrs: 0% - 10% (0 - 14 hrs) DESC: We get two reports ea yr as to how the funds of the fndtn are performing from the inv advisory group. Inv decisions are made by Bay Care Health Network, & not at the fndtn lvl. also meet w/ auditor once a yr to make sure proper procdre & accntng are being followed ea yr. BN: Kestra Advisory Srvcs, LLC Inv Rel: Yes Addr: 5707 Southwest Pkwy Bldng 2, Ste 400 Austin TX 78735 NOB: Inv Advisory srvcs thru Kestra Advisory Srvcs, LLC POS: Inv Advisor Rep Strt Dte: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hrs) Hrs/mth during trdng hrs: Up to 100% (0 to 160 hrs) DESC: Inv advisory srvcs BN: St. Joseph's Children's Hospital Fndtn Inv Rel: No Addr: 2700 W Dr Martin Luther King Jr Blvd Ste 310 Tampa FL 33607 NOB: Cmmnty/Charitable/Civic POS: Other,board mmbr Strt Date: 7/1/2014 Hrs/mth: 0% - 10% (0 - 16 hrs) Hrs/mth drng trdng hrs: 0% - 10% (0 - 14 hrs) DESC: Provide Feedback to hospital in the drction of cmmnty needs, help create connections in the cmmnty. BN: Adcock Financial Group Inv Rel: Yes Addr: 311 W. Fletcher Ave. Tampa FL 33612 NOB: Reg Rep Activities thru Kestra Investment Srvcs, LLC using a DBA name; Insurance; Inv Advisory srvcs thru Kestra Advisory Srvcs, LLC POS: Owner Strt Date: 9/3/1996 Hrs/mth: 91% - 100% (145 - 160 hrs) Hrs/mth during trdng hrs: 81% - 90% (113 - 126 hrs) DESC: Resp for oversight & day to day ops of our busi as well as working w/ individuals & busi clients. BN: PARTNERS FINANCIAL POS: Brd mmbr NOB: Insurance INV REL: Yes #OF HRS: 1 SEC TRDNG HRS: 1 STRT DTE: 01/01/2022 ADDR: 1250 Capital of TX Hwy S., Bldng 2, Ste 600, Austin TX 78746 DESC: provide guidance from a mmbrshp standpoint as to the products needed for our life ins clients. BN: GREATER TAMPA BAY CHAMBER POS: Chair NOB: Board posi (Brd of Directors, Brd of Trustees, etc.) INV REL: No #OF HRS: 10 SEC TRDNG HRS: 5 STRT DATE: 01/01/2024 ADDR: 201 N. Franklin St., Tampa FL 33602 DESC: direct brd mtngs, inv w/ events sponsored by the chamber. Help to promote fair Busi actvties in the Tampa Bay Area. Serve as the leader of the Executive Committee & brd Serve as a mmbr of the Finance Committee to ensure the accuracy of financial records Serve on the Nominating Committee . Ability to work cnstrctvly w/ the staff, committee mmbrs & brd mmbrs & accordance w/ policies est by the brd. Tampa Bay chamber staff liaison in mtngs w/ elected officials, gvrnmnt, staff, or cmmnty partners when disc any chamber Busi. BN: ST. JOSEPH'S BAPTIST HOSPITAL OPERATING BOARD POSITION: Board NATURE: Board position INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 01/15/2026 ADDRESS: 3001 W. Dr. Martin Luther King Jr. Blvd, Tampa FL 33607, United States DESCRIPTION: Working with hospital administration as an advisory board to the operations and growth of the hospital network in Central Florida. bi-monthly meetings BN: FLORIDA AQUARIUM POSITION: Board NATURE: Board position INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: 701 Channelside Dr., Tampa FL 33602, United States DESCRIPTION: an advisory board to help guide in the future growth & direction of the organization to serve the Tampa Bay community
CRS (Client Relationship Summary) - RIA
Click below to view Howard Brian Adcock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 311 W Fletcher Ave, Tampa, FL 33612RIA
CRD#: 283330
TAMPA, FL
Current
June 27, 1997 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 311 W Fletcher Ave, Tampa, FL 33612BD
CRD#: 42046
TAMPA, FL
Past
December 12, 1997 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
TAMPA , FL
Past
March 26, 1997 - July 9, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/8/2002)
RR
Arizona(2/17/2010)
RR
California(12/21/2012)
RR
Colorado(4/14/2008)
RR
District of Columbia(11/20/2018)
RR
Florida(6/27/1997)
IAR
Florida(4/25/2016)
RR
Georgia(2/8/2002)
RR
Illinois(1/21/2015)
RR
Iowa(7/11/2017)
RR
Kansas(2/10/2014)
RR
Louisiana(4/25/2000)
RR
Maryland(10/3/2005)
RR
Massachusetts(8/26/2015)
RR
Michigan(6/1/2005)
RR
Missouri(11/17/2014)
RR
New Jersey(10/10/2005)
RR
New York(12/21/2005)
RR
North Carolina(7/19/2006)
RR
Ohio(5/15/2007)
RR
Pennsylvania(10/11/2005)
RR
Puerto Rico(6/2/2020)
RR
South Carolina(3/28/2012)
RR
Tennessee(2/3/2026)
RR
Texas(7/7/2006)
IAR
Texas(7/27/2023)
RR
Utah(1/29/2009)
RR
Virginia(8/3/2005)
RR
Washington(4/3/2018)
RR
Wisconsin(10/2/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
