Robert J. Cook

DREAM CAPITAL ADVISORS

Lincolnshire, IL 60069

Some features on this profile are disabled

CRD#: 2861780

Professional summary

Robert James Cook, who also goes by Robert Cook, is a registered financial advisor currently at DREAM CAPITAL ADVISORS, LLC located in Lincolnshire, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2007 - Present

DREAM CAPITAL ADVISORS, LLC

Office #1: 250 Parkway Drive Suite 150, Lincolnshire, IL 60069

RIA

CRD#: 142788

Lincolnshire, IL

Past

March 4, 2010 - January 4, 2012

SECURUS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 140870

LAGRANGE, IL

Past

October 23, 2006 - December 4, 2006

SECURUS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 140870

LAGRANGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DREAM CAPITAL ADVISORS, LLC

CRD#: 142788 / SEC#: 801-79378

RIA

Registered Investment Advisory firm - (4/1/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/6/2020)

IAR

Illinois
(1/19/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 2/18/1997

National Commodity Futures Examination

Current Firm

DREAM CAPITAL ADVISORS, LLC

CRD#: 142788 / SEC#: 801-79378

RIA

Registered Investment Advisory firm - (4/1/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/1/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

250 Parkway Drive Suite 150, Lincolnshire, IL 60069

Mailing Address

Phone number

(847) 970-9090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 585,247,647

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert J. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREAM CAPITAL ADVISORS, LLC

SECURUS INVESTMENT MANAGEMENT, LLC

SECURUS INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

DREAM CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2005

Series 3

Date: 2/18/1997

Current Firm

DREAM CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DREAM CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors