CT
Clarence B. Taylor
RBC CAPITAL MARKETS
Vienna, VA 22182
Some features on this profile are disabled
CRD#: 2861430
CT
Professional summary
Clarence Buford Taylor JR is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Vienna, Virginia.
Clarence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Clarence has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Scandic Health Llc ADDRESS: 11710 Plaza America Drive suite 20000 Reston VA 20190 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 08/09/2015 CAPACITY: Partner, Officer DUTIES: Spouses company where we license copywrite music and video content to "Musi cure Music as Medicine" to healthcare facilities in North America. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours WOLFTRAP FOUNDATION POSITION: Board Member NATURE: Philanthropic, 501c3 Foundation for Wolf Trap preforming Arts INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 02/21/2021 ADDRESS: , Vienna VA , United States DESCRIPTION: Attendance of Board Meetings 2 times per year, volunteering in community events, fund raising activities , and member ofthe Marketing Committee.
CRS (Client Relationship Summary) - RIA
Click below to view Clarence Buford Taylor JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clarence Buford Taylor JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2025 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 8010 Towers Crescent Drive 4th Floor, Vienna, VA 22182RIA
BD
CRD#: 31194
Vienna, VA
Current
September 17, 2025 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 8010 Towers Crescent Drive 4th Floor, Vienna, VA 22182RIA
BD
CRD#: 31194
Vienna, VA
Past
February 17, 2021 - September 18, 2025
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
RESTON, VA
Past
February 17, 2021 - September 18, 2025
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RESTON, VA
Past
January 15, 2016 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 15, 2016 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
October 5, 2009 - January 20, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
FAIRFAX CITY, VA
Past
October 5, 2009 - January 20, 2016
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
FAIRFAX CITY, VA
Past
July 11, 2008 - October 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
WASHINGTON, DC
Past
July 11, 2008 - October 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
WASHINGTON, DC
Past
August 31, 2005 - July 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ARLINGTON, VA
Past
August 31, 2005 - July 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ARLINGTON, VA
Past
June 13, 2003 - August 31, 2005
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ARLINGTON, VA
Past
June 11, 2003 - August 31, 2005
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
December 4, 2000 - June 3, 2003
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
October 11, 1999 - October 17, 2000
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
May 18, 1998 - February 18, 1999
THE PARTNERS FINANCIAL GROUP, INC.
BD
CRD#: 31979
MIAMI, FL
Past
July 11, 1997 - March 30, 1998
BARRON CHASE SECURITIES, INC.
BD
CRD#: 18969
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/17/2025)
RR
California(9/17/2025)
RR
Colorado(9/17/2025)
RR
District of Columbia(9/17/2025)
RR
Florida(9/17/2025)
RR
Georgia(9/17/2025)
RR
Idaho(9/17/2025)
RR
Illinois(9/17/2025)
RR
Kansas(9/17/2025)
RR
Kentucky(9/17/2025)
RR
Maryland(9/17/2025)
RR
Massachusetts(9/17/2025)
RR
Mississippi(9/17/2025)
RR
Nevada(9/17/2025)
RR
New Hampshire(9/17/2025)
RR
New Jersey(9/17/2025)
RR
New York(9/17/2025)
RR
North Carolina(9/17/2025)
RR
Ohio(9/17/2025)
RR
Oregon(9/17/2025)
RR
Pennsylvania(9/17/2025)
RR
Puerto Rico(9/17/2025)
RR
South Carolina(9/17/2025)
RR
Tennessee(9/17/2025)
RR
Texas(9/17/2025)
IAR
Texas(9/17/2025)
RR
Vermont(9/17/2025)
RR
Virginia(9/17/2025)
IAR
Virginia(9/17/2025)
RR
West Virginia(9/17/2025)
RR
Wisconsin(9/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
