Daniel M. Mclaughlin
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
WAXHAW, NC
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CRD#: 2861376
Professional summary
Daniel M. Mclaughlin, CFP®, who also goes by Daniel M Mclaughlin, Daniel Mathew Mclaughlin, Daniel Matthew Mclaughlin, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Waxhaw, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
My primary role with my clients is to collaborate with them on designing plans for financial security. The plan focuses on comprehensive financial planning, institutional asset management, income protection and family engagement.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel M Mclaughlin | Daniel Mathew Mclaughlin | Daniel Matthew Mclaughlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-94830|OrgNmn:Marvin Ridge Rugby Club|Org Addr:Waxhaw,North Caro,US|OBA Nature:Rugby Club|Invst Rel:N|Title:Coach |Duties:Coaching |StrtDt:02-01-23|TotHrs/mon:1|TrdHrs/mon:0|OBA-122214|OrgNmn:NC Youth Rugby Union|Org Addr:Raleigh,North Caro,US|OBA Nature:Youth Sports|Invst Rel:N|Title:Competitions Chair|Duties:North Carolina|StrtDt:09-01-25|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Daniel M. Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
St. Johns University
Bachelor of Science (BS) - Political Science
1994
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4611 Sharon Rd Two Coltsgate, Charlotte, NC 28211-3529RIA
CRD#: 104555
WAXHAW, NC
Current
June 3, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4611 Sharon Road Two Coltsgate, Charlotte, NC 28211BD
CRD#: 7784
Charlotte, NC
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHARLOTTE, NC
Past
July 17, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CHARLOTTE, NC
Past
June 20, 2008 - May 19, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
May 26, 2000 - May 19, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Past
April 7, 1997 - December 23, 1999
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2018)
IAR
Alabama(3/31/2025)
RR
Alaska(1/4/2025)
RR
Arizona(1/31/2022)
RR
Arkansas(1/31/2022)
RR
California(1/6/2017)
RR
Colorado(10/7/2021)
RR
Connecticut(1/31/2022)
RR
Delaware(2/11/2020)
RR
District of Columbia(1/31/2022)
RR
Florida(9/5/2014)
RR
Georgia(6/3/2014)
RR
Hawaii(3/25/2023)
RR
Idaho(1/31/2022)
RR
Illinois(1/6/2017)
RR
Indiana(1/31/2022)
RR
Iowa(1/31/2022)
RR
Kansas(1/31/2022)
RR
Kentucky(4/9/2021)
RR
Louisiana(1/31/2022)
RR
Maine(1/31/2022)
RR
Maryland(8/13/2021)
RR
Massachusetts(11/24/2014)
RR
Michigan(1/31/2022)
RR
Minnesota(1/31/2022)
RR
Mississippi(4/23/2020)
RR
Missouri(1/31/2022)
RR
Montana(4/23/2020)
RR
Nebraska(1/31/2022)
RR
Nevada(1/31/2022)
RR
New Hampshire(1/31/2022)
RR
New Jersey(4/23/2020)
RR
New Mexico(1/31/2022)
RR
New York(11/24/2014)
RR
North Carolina(6/4/2014)
IAR
North Carolina(3/31/2025)
RR
North Dakota(1/31/2022)
RR
Ohio(4/24/2020)
RR
Oklahoma(4/23/2020)
RR
Oregon(4/23/2020)
RR
Pennsylvania(1/31/2022)
RR
Puerto Rico(1/31/2022)
RR
Rhode Island(1/31/2022)
RR
South Carolina(6/3/2014)
RR
South Dakota(1/31/2022)
RR
Tennessee(4/23/2020)
RR
Texas(4/23/2020)
IAR
Texas(3/31/2025)
RR
Utah(1/31/2022)
RR
Vermont(1/31/2022)
RR
Virgin Islands(1/31/2022)
RR
Virginia(6/3/2014)
RR
Washington(1/31/2022)
RR
West Virginia(1/31/2022)
RR
Wisconsin(1/31/2022)
RR
Wyoming(1/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Waxhaw, NCTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
