Joseph J. Maxwell

STRATEGIC ADVISERS LLC | Vice President, Financial Consultant

LANGHORNE, PA

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CRD#: 2860899

Professional summary

Joseph J Maxwell, who also goes by Joseph John Maxwell Jr, Joseph John Maxwell, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Langhorne, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Warrington, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 9 exams.

Biography

As a VP Financial Consultant, I work with high net worth clients and families like yours. With over 20 years of financial industry experience, my mission is to provide our clients with insight and support to work toward their financial goals.                    

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph John Maxwell Jr | Joseph John Maxwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph J Maxwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Adelphi University

Master of Arts - Physical Education Sports Management

1996

Western New England University

Bachelor of Science (BS) - Business Administration

1992

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1520 Main St Ste 201, Warrington, PA 18976-3406

RIA

CRD#: 104555

LANGHORNE, PA

Current

June 6, 2005 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1520 Main St, Ste 201, Warrington, PA 18976-3401

CRD#: 7784

Warrington, PA

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WARRINGTON, PA

Past

October 26, 2011 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WARRINGTON, PA

Past

July 20, 2005 - July 7, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW YORK, NY

Past

May 15, 2003 - April 7, 2005

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

July 25, 2002 - May 14, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 24, 2000 - August 2, 2002

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Past

July 29, 1998 - January 25, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/6/2016)

California
(6/6/2005)

Colorado
(1/26/2011)

Delaware
(11/24/2020)

Florida
(6/6/2005)

Georgia
(3/4/2022)

Illinois
(9/18/2008)

Maine
(1/3/2020)

Maryland
(4/18/2007)

Massachusetts
(6/6/2005)

Michigan
(1/3/2013)

Nevada
(2/12/2016)

New Jersey
(6/6/2005)

New York
(6/6/2005)

North Carolina
(9/22/2009)

Ohio
(11/22/2024)

Oregon
(3/4/2022)

Pennsylvania
(6/7/2005)

IAR

Pennsylvania
(3/31/2025)

Puerto Rico
(4/23/2020)

South Carolina
(10/20/2025)

Texas
(11/24/2020)

IAR

Texas
(3/31/2025)

Virginia
(3/25/2010)

Washington
(1/3/2014)

West Virginia
(1/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/2/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Joseph J. Maxwell

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph J Maxwell's CRS (Customer Relationship Summary).

Certified licenses

Education

Adelphi University

Western New England University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

STRATEGIC ADVISERS LLC

MERCER ALLIED COMPANY, L.P.

UBS FINANCIAL SERVICES INC.

THOMAS WEISEL PARTNERS LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2002

Series 63

Date: 9/29/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/23/1998

Series 9

Date: 4/2/2001

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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