Michael J. Streff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Streff, who also goes by Mick Streff, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2024 - December 31, 2025
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
November 1, 2024 - December 31, 2025
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
May 17, 2021 - November 1, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
January 4, 2021 - February 26, 2021
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
July 31, 2013 - November 16, 2021
LPL FINANCIAL LLC
July 31, 2013 - June 30, 2025
LPL FINANCIAL LLC
April 30, 2007 - August 6, 2013
NATIONAL PLANNING CORPORATION
April 9, 2007 - August 6, 2013
NATIONAL PLANNING CORPORATION
January 5, 2007 - February 26, 2007
KEY INVESTMENT SERVICES LLC
January 5, 2007 - February 26, 2007
KEY INVESTMENT SERVICES LLC
March 28, 2006 - December 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2006 - December 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2002 - March 23, 2006
CETERA WEALTH SERVICES, LLC
June 27, 2001 - March 23, 2006
CETERA WEALTH SERVICES, LLC
March 6, 1997 - June 7, 2000
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
