Dana A. Lusardo
Professional summary
Dana Ann Lusardo, who also goes by Dana Anne Lusardo, is a registered financial professional currently at INVERNESS SECURITIES, LLC located in Cleveland, Ohio.
Dana is registered as a RR (Registered Representative) and started their career in finance in 1997. Dana has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Ann Lusardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2016 - Present
INVERNESS SECURITIES, LLC
Office #1: 6060 Parkland Blvd Suite 200, Cleveland, OH 44124November 5, 2012 - December 31, 2015
SAFEGUARD SECURITIES, INC.
January 7, 2010 - April 4, 2014
AMERICA NORTHCOAST SECURITIES, INC.
March 13, 2009 - January 27, 2010
RBC CAPITAL MARKETS, LLC
March 13, 2009 - January 27, 2010
RBC CAPITAL MARKETS, LLC
June 18, 2007 - March 13, 2009
FERRIS, BAKER WATTS, LLC
July 23, 2001 - March 13, 2009
FERRIS, BAKER WATTS, LLC
May 8, 1998 - August 2, 2001
MORGAN STANLEY DW INC.
March 12, 1998 - April 9, 1998
KEYBANC CAPITAL MARKETS INC.
May 22, 1997 - March 6, 1998
RONEY & CO. L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2016)
Exams
Series 8
Date: 9/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
INVERNESS SECURITIES, LLC
CRD#: 129914 / SEC#: , 8-66278
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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