JD
John L. Dimarzio
CETERA INVESTMENT ADVISERS LLC
HUNTINGDON, PA
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CRD#: 2860654
JD
Professional summary
John Louis Dimarzio, who also goes by John Louis Demarzio, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Huntingdon, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Huntingdon, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Louis Demarzio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) 3 MARK ASSOCIATES; Investment Related; Residence; Huntingdon Valley, PA 19006; Insurance and Financial Services; Agent; Start Date 01/2003; 160 hours per month; Sales and service of insurance and investment products. >> DIMARZIO FINANCIAL, LLC; Investment Related; Residence; Huntingdon Valley, PA 19006; Insurance; Representative; Start Date 01/2000; 1 hour per month; Solicit and sell anniuity insurance products. >> WYNCOTE ACADEMY; Non-Investment Related; 7613 Old York Rd, Elkins Park, PA 19027; Board member; Start Date 04/2018; 2 hours per month; Assist in decision making for the betterment and maintenance of the school as well as bringing awareness to the educational facility. Could potentially be involved in the selection of a new site for the educational institution. >> SATANOFF AGENCY; Non-Investment Related; 939 Radnor Road, Wayne, PA 19807; Insurance; P&C Agent; Start Date 07/2021; 4 hours per month with those 4 hours occurring during trading hours; Property & Casualty insurance product sales and service. >> WILLOW CHARITABLE FUND; Non-Investment Related; Montgomeryville, PA; Charity; Board Member - President; Start Date 01/2020; 1 hour per month with no hours per month during trading hours; Run monthly board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view John Louis Dimarzio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HUNTINGDON, PA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Huntingdon, PA
Past
February 2, 2006 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Huntingdon, PA
Past
January 2, 2003 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Huntingdon, PA
Past
June 14, 2002 - December 31, 2002
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
JENKINTOWN, PA
Past
September 1, 2000 - December 31, 2002
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
January 12, 2000 - September 1, 2000
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
April 9, 1997 - January 11, 2000
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
Delaware(2/20/2025)
RR
Florida(2/20/2025)
RR
Maryland(2/20/2025)
RR
Missouri(2/20/2025)
RR
New Jersey(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Pennsylvania(2/20/2025)
IAR
Pennsylvania(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/14/2005
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
