Patrick O'rourke
Professional summary
Patrick O'rourke, who also goes by Patrick O Rourke, Patrick Orourke, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Red Bank, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick O'rourke's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 2 Bridge Avenue Suite 131, Red Bank, NJ 07701November 20, 2019 - July 21, 2020
COWEN EXECUTION SERVICES LLC
April 9, 2018 - December 9, 2024
COWEN AND COMPANY
May 27, 2016 - February 2, 2018
NATIONAL FINANCIAL SERVICES LLC
April 7, 2014 - April 18, 2014
J.P. MORGAN SECURITIES LLC
February 29, 2008 - December 31, 2008
J.P. MORGAN SECURITIES LLC
February 29, 2008 - May 17, 2016
J.P. MORGAN CLEARING CORP.
May 15, 1997 - May 1, 2007
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
(12/9/2024)
Exams
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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