Douglas J. Morris
Professional summary
Douglas Jerry Morris was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Douglas had worked at 4 firms, which includes K. W. CHAMBERS & CO., J.P. TURNER & COMPANY L.L.C., SUNPOINT SECURITIES INC., EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2000 - November 13, 2006
K. W. CHAMBERS & CO.
December 15, 1999 - July 14, 2000
J.P. TURNER & COMPANY, L.L.C.
May 3, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
April 8, 1997 - April 21, 1999
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
K. W. CHAMBERS & CO.
CRD#: 1432 / SEC#: , 8-10533
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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