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Douglas Jerry Morris

CRD# 2860318·Registered 1997 - 2006
Barred: Douglas Jerry Morris was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Douglas Jerry Morris, who also goes by Doug Morris, was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1997 - 2006. Douglas had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Doug Morris

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

K. W. CHAMBERS & CO.·CRD# 1432
BD
Memphis, TN
October 6, 2000 - November 13, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
December 15, 1999 - July 14, 2000
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
May 3, 1999 - November 19, 1999
EDWARD JONES·CRD# 250
BD
St. Louis, MO
April 8, 1997 - April 21, 1999

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Current Firm

KW
K. W. CHAMBERS & CO.

K. W. CHAMBERS & CO.

CRD#: 1432 / SEC#: 8-10533
BD
Terminated by SEC on 02/08/2025

Contact Information

Established

Missouri since 02/09/1962

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CHAMBERS, ROBERT LEWISDIRECTOR,CROP,SROP,CEO1231649
LITTLE, LARRY DAVIDDIRECTOR310906
OVERSCHMIDT, GREG ALFREDPRESIDENT, DIRECTOR1160877
O'CONNELL, CHRISTOPHER CORYCHIEF COMPLIANCE OFFICER, SECRETARY5008251
THOMAS, KAREN LEEFINANCIAL/OPERATIONS PRINCIPAL1970467

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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