James A. Heilman
Professional summary
James Adam Heilman, CFP®, who also goes by Jamie Heilman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Coral Gables, Florida and TRUIST INVESTMENT SERVICES, INC. located in Coral Gables, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Adam Heilman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 201 Alhambra Circle Fl 14, Coral Gables, FL 33134October 20, 1998 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 201 Alhambra Cir Fl 1 & 14, Coral Gables, FL 33134October 19, 1998 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
December 24, 1997 - September 14, 1998
MORGAN STANLEY DW INC.
March 12, 1997 - September 4, 1997
NATIONAL CLEARING CORP.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2023)
(9/14/2021)
(6/16/2000)
(12/19/2019)
(10/26/2011)
(10/19/1998)
(9/13/2016)
(9/23/2008)
(8/22/2019)
(1/6/2017)
(1/25/2005)
(9/18/2018)
(1/25/2007)
(3/9/2010)
(5/23/2019)
(1/25/2007)
(5/6/2015)
(11/15/2006)
(12/3/2009)
(3/13/2017)
(1/26/2022)
(1/25/2005)
(6/20/2025)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Coral Gables, FL 33134TRUST BUT VERIFY
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