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Phillip Edward Enochs

VP DISTRIBUTORS
CHICAGO, IL
·CRD# 2860098·29 years experience

Professional Summary

Phillip Edward Enochs, who also goes by Phil Enochs, is a registered financial advisor currently at VP DISTRIBUTORS, LLC located in Chicago, Illinois. Phillip is registered as a RR (Registered Representative) and started their career in finance in 1997. Phillip has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phil Enochs

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

VP DISTRIBUTORS, LLC·CRD# 3036
BD
10 S. Wacker Drive 19th Floor, Chicago, IL 60606
June 17, 2024 - Present
DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CRD# 107296
RIA
Chicago, IL
June 25, 2024 - December 31, 2025
DIMENSIONAL FUND ADVISORS LP·CRD# 106482
RIA
Austin, TX
September 8, 2021 - April 10, 2024
DFA SECURITIES LLC·CRD# 10292
BD
Austin, TX
September 8, 2021 - April 10, 2024
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Chicago, IL
May 15, 2020 - February 22, 2021
BMO INVESTMENT DISTRIBUTORS, LLC·CRD# 146711
BD
Chicago, IL
August 8, 2013 - April 16, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.·CRD# 137115
BD
Chicago, IL
August 1, 2012 - February 5, 2015
M&I FINANCIAL ADVISORS, INC·CRD# 16517
BD
Milwaukee, WI
May 7, 2012 - August 1, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC·CRD# 21771
BD
Chicago, IL
January 1, 2008 - February 25, 2010
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS·CRD# 37550
BD
Chicago, IL
July 15, 2004 - January 1, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC·CRD# 21771
BD
Seattle, WA
August 21, 2001 - August 13, 2004
ALIGHT FINANCIAL SOLUTIONS, LLC·CRD# 36509
BD
Chicago, IL
August 1, 1997 - April 17, 2001

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Current Firm

VD
VP DISTRIBUTORS, LLC

PHOENIX EQUITY PLANNING CORPORATION | VP DISTRIBUTORS, LLC | VP DISTRIBUTORS LLC | VP DISTRIBUTORS INC

CRD#: 3036 / SEC#: 8-14100
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Plaza, Hartford, CT 06103

Mailing Address

One Financial Plaza, Hartford, CT 06103

Phone Number

(860) 503-1348

Established

Delaware since 09/30/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTUS PARTNERS, INCSOLE MEMBER—
BACHRACH, IANSENIOR MANAGING DIRECTOR, MARKETING2797509
BICKS, MICHAEL WAYNEMANAGING DIRECTOR, DISTRIBUTION INTELLIGENCE5450963
DANOS, CHRISTOPHER ROBERTMANAGING DIRECTOR, NATIONAL ACCOUNTS2716625
FRANCO, THOMAS RICHARDSENIOR MANAGING DIRECTOR, RETAIL SALES2651546
GRISWOLD, HEIDI CHRISTINEVICE PRESIDENT, FUND SERVICES2304631
HANLEY, DAVID GEORGE JRSENIOR VICE PRESIDENT AND TREASURER5455435
KATZ, DAVID JAYSENIOR MANAGING DIRECTOR, INSTITUTIONAL2813039
MACCONE, JOSEPH EDMUNDSENIOR MANAGING DIRECTOR, STRATEGIC DISTRIBUTION4273677
MANDINACH, BARRY MITCHELLEXECUTIVE VICE PRESIDENT1234185
PERLMAN, DIANA MARIECHIEF COMPLIANCE OFFICER2555302
PURKALITIS, ANDRA CYNTHIAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY3070864

Disclosures

Regulatory Event

1

Bond

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) GCND, LLC; Investment related; South Bend, IN 46617; Real estate related; Director; Started 4/2020; Approx. 1hr/mo; Not during trading hrs; Manage and monitor rental property.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(7/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Phillip Edward Enochs's CRS (Customer Relationship Summary).

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