Patrick C. Sullivan

QUASAR DISTRIBUTORS

Philadelphia, PA 19103

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CRD#: 2860013

Professional summary

Patrick Cairns Sullivan, who also goes by Patrick Sullivan, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Registered Representative of Northern Lights Distributors.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Cairns Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 1650 Market Street Suite 4000, Philadelphia, PA 19103

CRD#: 103848

Philadelphia, PA

Past

June 28, 2022 - December 7, 2023

TOEWS ASSET MANAGEMENT

RIA

CRD#: 106304

NORTHFIELD, NJ

Past

June 1, 2022 - December 8, 2023

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

May 24, 2011 - May 16, 2022

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

May 23, 2011 - April 28, 2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

April 27, 2009 - May 5, 2011

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

CONSHOHOCKEN, PA

Past

April 27, 2009 - May 5, 2011

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

CONSHOHOCKEN, PA

Past

August 18, 2006 - February 23, 2009

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

July 28, 2006 - February 20, 2009

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

April 15, 2005 - June 30, 2006

RUSSELL INVESTMENTS

RIA

CRD#: 105734

BERWYN, PA

Past

September 8, 2003 - June 9, 2006

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

March 14, 2002 - August 6, 2003

HIRTLE, CALLAGHAN & CO., LLC

RIA

CRD#: 105403

WEST CONSHOHOCKEN, PA

Past

September 11, 2001 - February 7, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 14, 1997 - November 1, 1999

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/17/2025)

Alaska
(7/17/2025)

Arizona
(7/17/2025)

Arkansas
(7/17/2025)

California
(7/17/2025)

Colorado
(7/17/2025)

Connecticut
(7/17/2025)

Delaware
(7/17/2025)

Florida
(7/17/2025)

Georgia
(7/17/2025)

Hawaii
(7/17/2025)

Idaho
(7/17/2025)

Illinois
(7/17/2025)

Indiana
(7/17/2025)

Iowa
(7/17/2025)

Kansas
(7/17/2025)

Kentucky
(7/17/2025)

Louisiana
(7/17/2025)

Maine
(7/17/2025)

Maryland
(7/17/2025)

Massachusetts
(7/17/2025)

Michigan
(7/17/2025)

Minnesota
(7/17/2025)

Mississippi
(7/17/2025)

Missouri
(7/17/2025)

Montana
(7/17/2025)

Nebraska
(7/17/2025)

Nevada
(7/17/2025)

New Hampshire
(7/17/2025)

New Jersey
(7/17/2025)

New Mexico
(7/17/2025)

New York
(7/17/2025)

North Carolina
(7/17/2025)

North Dakota
(7/17/2025)

Ohio
(7/21/2025)

Oklahoma
(7/17/2025)

Oregon
(7/17/2025)

Pennsylvania
(7/17/2025)

Rhode Island
(7/17/2025)

South Carolina
(7/17/2025)

South Dakota
(7/17/2025)

Tennessee
(7/17/2025)

Texas
(7/17/2025)

Utah
(7/17/2025)

Vermont
(7/17/2025)

Virginia
(7/17/2025)

Washington
(7/17/2025)

West Virginia
(7/17/2025)

Wisconsin
(7/17/2025)

Wyoming
(7/17/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/5/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 10/11/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick C. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Cairns Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOEWS ASSET MANAGEMENT

NORTHERN LIGHTS DISTRIBUTORS, LLC

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

SEI INVESTMENTS MANAGEMENT CORP

SEI INVESTMENTS DISTRIBUTION CO.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

HIRTLE, CALLAGHAN & CO., LLC

CITIGROUP GLOBAL MARKETS INC.

SEI INVESTMENTS DISTRIBUTION CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2002

Series 63

Date: 5/17/1997

SIE

Date: 10/1/2018

Series 55

Date: 11/5/2001

Series 3

Date: 10/11/2001

Series 7

Date: 5/13/1997

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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