AP
Anthony P. Pearce
STATE FARM INVESTMENT MANAGEMENT
Essex, MD 21221
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CRD#: 2859704
AP
Professional summary
Anthony Paris Pearce, who also goes by Tony Paris Pearce, Anthony P Pearce, Anthony Paris Pearce, Anthony Pearce, Tony Pearce, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Essex, Maryland and STATE FARM VP MANAGEMENT CORP. located in Owings Mills, Maryland.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Paris Pearce | Anthony P Pearce | Anthony Paris Pearce | Anthony Pearce | Tony Pearce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apollonia LLC, non-investment-related, music band, 811 Glen Arbor Dr. Baltimore MD 21237, Other; owner, 100%, 03-03-2004, 3hr/mo., 0hr/mo., hobby purposes only 2) Pearce Properties LLC, investment-related; 414 Eastern Blvd Baltimore 21221, Investment or Commercial Property; residential apartments and houses my State Farm Agency., Owner, 11-29-2018, Individual/ Non-Business, Rental Income, 1hr/mo. 4hr/mo. 3) Anthony Pearce's Insurance Agency; Insurance Agency; Investment-related; 414 Eastern Blvd Essex, MD 21221-6714; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2016; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Paris Pearce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 414 Eastern Boulevard, Essex, MD 21221RIA
CRD#: 3487
Essex, MD
Current
March 4, 2016 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 400 Redland Court Suite 110, Owings Mills, MD 21117BD
CRD#: 43036
Owings Mills, MD
Past
October 27, 2015 - February 11, 2016
PFS INVESTMENTS INC.
BD
CRD#: 10111
RANDALLSTOWN, MD
Past
September 6, 2013 - November 4, 2013
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
COLUMBIA, MD
Past
May 29, 2008 - December 31, 2011
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BALTIMORE, MD
Past
May 20, 2004 - October 11, 2006
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BALTIMORE, MD
Past
September 4, 2001 - July 8, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 2, 1997 - August 16, 2001
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
May 16, 1997 - August 20, 1997
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/22/2020)
IAR
Delaware(7/17/2023)
RR
Maryland(3/4/2016)
IAR
Maryland(7/17/2023)
RR
Pennsylvania(3/4/2025)
IAR
Pennsylvania(3/4/2025)
RR
Virginia(9/22/2020)
IAR
Virginia(7/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Essex, MD 21221TRUST BUT VERIFY
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