William Durkin

MONADNOCK CAPITAL PARTNERS

Newton, MA 02462

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CRD#: 2859057

Professional summary

William Durkin, who also goes by William Francis Durkin, is a registered financial advisor currently at MONADNOCK CAPITAL PARTNERS, LLC located in Newton, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. William has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Francis Durkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Durkin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2020 - Present

MONADNOCK CAPITAL PARTNERS, LLC

Office #1: 2345 Washington Street Suite 101, Newton, MA 02462

RIA

CRD#: 144176

Newton, MA

Past

June 29, 2018 - October 28, 2020

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

HOLLISTON, MA

Past

June 25, 2018 - October 28, 2020

SANTANDER SECURITIES LLC

CRD#: 41791

HOLLISTON, MA

Past

December 15, 2014 - July 26, 2017

MKM PARTNERS LLC

CRD#: 114666

BOSTON, MA

Past

July 11, 2005 - July 3, 2014

PIPER SANDLER & CO.

CRD#: 665

BOSTON, MA

Past

December 7, 2004 - January 25, 2005

PACIFIC CREST SECURITIES LLC

CRD#: 6619

PORTLAND, OR

Past

January 12, 2004 - November 10, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

May 22, 2002 - January 12, 2004

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

Past

July 1, 1998 - May 22, 2002

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

March 4, 1997 - July 1, 1998

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/30/2020)

IAR

New Hampshire
(12/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/1997

General Securities Representative Examination

Current Firm

MONADNOCK CAPITAL PARTNERS, LLC

KRAUSE, CHARLES | NORTHSTAR EQUITIES, LLC | MONADNOCK CAPITAL PARTNERS, LLC

CRD#: 144176 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/29/2014 Approved)

New Hampshire

Registered Investment Advisory firm - (7/30/2007 Approved)

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Contact information

Main Address

Peterborough, NH

Mailing Address

Phone number

(617) 862-2156

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 46,956,458

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William Durkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Durkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MKM PARTNERS LLC

PIPER SANDLER & CO.

PACIFIC CREST SECURITIES LLC

UBS CAPITAL MARKETS L.P.

SOUNDVIEW TECHNOLOGY CORPORATION

COWEN AND COMPANY

FINANCIAL SQUARE PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2018

Series 63

Date: 11/1/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/3/1997

Current Firm

MONADNOCK CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONADNOCK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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