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Eric Gregory Moore

CETERA INVESTMENT ADVISERS
Merrick, NY
·CRD# 2858924·29 years registered

Professional Summary

Eric Gregory Moore is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Merrick, New York and CETERA WEALTH SERVICES, LLC located in Merrick, New York. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

CETERA INVESTMENT ADVISERS LLCCurrent·CRD# 105644
RIA
1840 Merrick Ave, Merrick, NY 11566
April 28, 2025 - Present
CETERA WEALTH SERVICES, LLCCurrent·CRD# 13572
BD
1840 Merrick Ave, Merrick, NY 11566
April 28, 2025 - Present

Past

KESTRA ADVISORY SERVICES, LLCPast·CRD# 283330
RIA
Merrick, NY
February 21, 2018 - April 29, 2025
KESTRA INVESTMENT SERVICES, LLCPast·CRD# 42046
BD
Merrick, NY
February 21, 2018 - April 29, 2025
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Merrick, NY
March 27, 2006 - March 1, 2018
LPL FINANCIAL LLCPast·CRD# 6413
BD
Merrick, NY
March 22, 2006 - March 1, 2018
CITICORP INVESTMENT SERVICESPast·CRD# 23988
RIA
Merrick, NY
December 7, 2004 - March 28, 2006
CITICORP INVESTMENT SERVICESPast·CRD# 23988
BD
Long Island City, NY
August 4, 2000 - March 28, 2006
MASON HILL & CO., INC.Past·CRD# 38308
BD
New York, NY
September 30, 1998 - August 8, 2000
LADENBURG CAPITAL MANAGEMENT INC.Past·CRD# 14623
BD
Bethpage, NY
June 26, 1997 - June 12, 1998

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: 1840 MERRICK LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF BUILDING USED FOR OFFICE; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2000 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: MERRICK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR MARKETING START DATE: 03/2006 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: IT IS A DBA FOR THE INVESMENT BUSINESS; 4. NAME OF OTHER BUSINESS: MERRICK PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FINANCIAL ADVISORY START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 5. NAME OF OTHER BUSINESS: ERIC G. MOORE INC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FLOW THROUGH ENTITY START DATE: 12/2011 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: USED FOR COMPENSATION FROM MERRICK PLANNING GROUP AND EXPENSES.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/28/2025)
RR
Arizona
(7/23/2025)
RR
Arkansas
(4/28/2025)
RR
California
(4/28/2025)
RR
Connecticut
(4/28/2025)
RR
Delaware
(4/28/2025)
RR
Florida
(4/28/2025)
RR
Georgia
(4/28/2025)
RR
Maine
(4/28/2025)
RR
Maryland
(4/28/2025)
RR
Massachusetts
(4/28/2025)
RR
New Hampshire
(6/5/2025)
RR
New Jersey
(4/28/2025)
RR
New York
(4/28/2025)
IAR
New York
(4/28/2025)
RR
North Carolina
(4/30/2025)
RR
Pennsylvania
(4/28/2025)
RR
Rhode Island
(4/28/2025)
RR
South Carolina
(4/28/2025)
RR
Tennessee
(4/28/2025)
RR
Texas
(4/28/2025)
IAR
Texas
(4/28/2025)
RR
Virginia
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2025About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Gregory Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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