EM
Eric G. Moore
CETERA INVESTMENT ADVISERS LLC
Merrick, NY 11566
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CRD#: 2858924
EM
Professional summary
Eric Gregory Moore is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Merrick, New York and CETERA WEALTH SERVICES, LLC located in Merrick, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: 1840 MERRICK LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF BUILDING USED FOR OFFICE; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2000 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: MERRICK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR MARKETING START DATE: 03/2006 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: IT IS A DBA FOR THE INVESMENT BUSINESS; 4. NAME OF OTHER BUSINESS: MERRICK PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FINANCIAL ADVISORY START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 5. NAME OF OTHER BUSINESS: ERIC G. MOORE INC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FLOW THROUGH ENTITY START DATE: 12/2011 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: USED FOR COMPENSATION FROM MERRICK PLANNING GROUP AND EXPENSES.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Gregory Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1840 Merrick Ave, Merrick, NY 11566RIA
CRD#: 105644
Merrick, NY
Current
April 28, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1840 Merrick Ave, Merrick, NY 11566BD
CRD#: 13572
Merrick, NY
Past
February 21, 2018 - April 29, 2025
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Merrick, NY
Past
February 21, 2018 - April 29, 2025
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Merrick, NY
Past
March 27, 2006 - March 1, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
MERRICK, NY
Past
March 22, 2006 - March 1, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
MERRICK, NY
Past
December 7, 2004 - March 28, 2006
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
MERRICK, NY
Past
August 4, 2000 - March 28, 2006
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
September 30, 1998 - August 8, 2000
MASON HILL & CO., INC.
BD
CRD#: 38308
NEW YORK, NY
Past
June 26, 1997 - June 12, 1998
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2025)
RR
Arizona(7/23/2025)
RR
Arkansas(4/28/2025)
RR
California(4/28/2025)
RR
Connecticut(4/28/2025)
RR
Delaware(4/28/2025)
RR
Florida(4/28/2025)
RR
Georgia(4/28/2025)
RR
Maine(4/28/2025)
RR
Maryland(4/28/2025)
RR
Massachusetts(4/28/2025)
RR
New Hampshire(6/5/2025)
RR
New Jersey(4/28/2025)
RR
New York(4/28/2025)
IAR
New York(4/28/2025)
RR
North Carolina(4/30/2025)
RR
Pennsylvania(4/28/2025)
RR
Rhode Island(4/28/2025)
RR
South Carolina(4/28/2025)
RR
Tennessee(4/28/2025)
RR
Texas(4/28/2025)
IAR
Texas(4/28/2025)
RR
Virginia(4/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/28/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
