Robert J. Mastrangelo

CETERA INVESTMENT ADVISERS LLC

NORTH ROYALTON, OH 44133

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CRD#: 2858494

Professional summary

Robert Joseph Mastrangelo, who also goes by Robert J Mastrangelo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Royalton, Ohio and CETERA ADVISORS LLC located in North Royalton, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert J Mastrangelo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE BROKERAGE WITH VARIOUS CARRIERS, MARKETING AND SELLING FIXED INSURANCE AND PRODUCTS SUCH AS LTC AND UL POLICIES, REPRESENTS 5% OF TIME. (2) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 2925 EUCLID AVE, CLEVELAND, OH, 44115, NATURE OF BUSINESS: ELECTIONS, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: POLL WORKER LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP STAFF POLLS, TRANSPORT BALLOTS, AND MATERIALS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Mastrangelo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 5171 Wallings Rd Ste 130, North Royalton, OH 44133

RIA

CRD#: 105644

NORTH ROYALTON, OH

Current

July 18, 2007 - Present

CETERA ADVISORS LLC

Office #1: 5171 Wallings Rd Ste 130, North Royalton, OH 44133

CRD#: 10299

North Royalton, OH

Past

July 19, 2007 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

January 14, 2005 - July 18, 2007

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

NORTH ROYALTON, OH

Past

January 13, 2005 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

NORTH ROYALTON, OH

Past

January 23, 2001 - January 10, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

SOLON, OH

Past

October 30, 2000 - January 10, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 30, 2000 - January 10, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 18, 1999 - October 5, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 25, 1997 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 25, 1997 - November 19, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/4/2010)

New York
(7/18/2007)

Ohio
(7/18/2007)

IAR

Ohio
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/24/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Mastrangelo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Mastrangelo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

PRUCO SECURITIES, LLC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2000

Series 6

Date: 2/24/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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