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Vladimir Nagel

REALTA EQUITIES
WILMINGTON, DE 19801
Some features on this profile are disabled
CRD#: 2858293
VN

Professional summary

Vladimir Nagel, who also goes by VIadimir Nagel, Victor Nagel, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.

Vladimir is registered as a RR (Registered Representative) and started their career in finance in 1997. Vladimir has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Viadimir Nagel | Victor Nagel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vladimir Nagel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2022 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801
BD
CRD#: 23769
WILMINGTON, DE
Past

October 21, 2015 - July 22, 2022

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

July 22, 2011 - November 5, 2015

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

July 16, 2010 - July 22, 2011

ANDERSON & STRUDWICK, INCORPORATED

BD
CRD#: 48
RICHMOND, VA
Past

July 22, 2008 - December 23, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
NEW YORK, NY
Past

August 14, 2007 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

March 5, 2007 - August 23, 2007

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
BROOKLYN, NY
Past

December 6, 2006 - February 22, 2007

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

November 7, 2001 - December 20, 2001

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

August 18, 1999 - May 18, 2000

DRAKE & COMPANY, INC.

BD
CRD#: 16227
NEW YORK, NY
Past

February 10, 1999 - September 7, 1999

HOBBS MELVILLE SECURITIES CORP.

BD
CRD#: 40133
NEW YORK, NY
Past

September 28, 1998 - February 11, 1999

ADOLPH KOMORSKY INVESTMENTS

BD
CRD#: 30838
TARRYTOWN, NY
Past

April 13, 1998 - September 23, 1998

TASIN & COMPANY, INC.

BD
CRD#: 30709
HAUPPAUGE, NY
Past

March 6, 1997 - April 1, 1998

LT LAWRENCE & CO., INC.

BD
CRD#: 31956
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/26/2022)
RR
California
(7/26/2022)
RR
Florida
(9/30/2022)
RR
New Jersey
(7/26/2022)
RR
New York
(7/26/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/5/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1201 N. Orange Street Suite 300, Wilmington, DE 92130
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTA EQUITIES, INC.

CRD#: 23769Wilmington, DE 19801

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