Derek S. Dillon
Professional summary
Derek Sean Dillon, who also goes by Derek Dillon, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1999. Derek has worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 57, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Sean Dillon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701December 17, 2014 - February 21, 2018
MIZUHO SECURITIES USA LLC
June 12, 2009 - April 5, 2010
GALLAGHER SECURITIES, INC
January 2, 2009 - May 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 8, 1999 - May 29, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2021)
Exams
Series 79TO
Date: 11/20/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/11/2021
General Securities Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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