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KK

Kirk S. Katzburg

SRT SECURITIES LLC
BIRMINGHAM, MI 48009
Some features on this profile are disabled
CRD#: 2856928
KK

Professional summary

Kirk Simon Katzburg, who also goes by Kirk Simon Katzburg, Kirk Katzburg, is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.

Kirk is registered as a RR (Registered Representative) and started their career in finance in 1997. Kirk has worked at 11 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 45, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kirk Simon Katzburg | Kirk Katzburg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kirk Simon Katzburg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2024 - Present

SRT SECURITIES LLC

Office #1: 416 Hawthorne Street, Birmingham, MI 48009
BD
CRD#: 33725
BIRMINGHAM, MI
Past

November 30, 2020 - May 3, 2024

PTR, INC.

BD
CRD#: 31559
COLLINGSWOOD, NJ
Past

May 12, 2020 - December 9, 2020

TRADEZERO AMERICA, INC.

BD
CRD#: 282940
BROOKLYN, NY
Past

August 1, 2019 - May 13, 2020

TRADEMAS INC.

BD
CRD#: 130030
NEW YORK, NY
Past

February 15, 2019 - February 15, 2019

DLB SECURITIES L.L.C.

BD
CRD#: 129354
DENVILLE, NJ
Past

February 15, 2019 - July 31, 2019

PTR, INC.

BD
CRD#: 31559
COLLINGSWOOD, NJ
Past

October 27, 2018 - February 15, 2019

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

February 11, 2011 - December 31, 2016

MONTECITO ADVISORS, INC.

BD
CRD#: 104004
NEW YORK, NY
Past

February 2, 2011 - November 3, 2018

DLB SECURITIES L.L.C.

BD
CRD#: 129354
DENVILLE, NJ
Past

November 25, 2005 - February 28, 2011

HUSKY TRADING

BD
CRD#: 115242
MEDIA, PA
Past

February 14, 2005 - December 6, 2005

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
NEW YORK, NY
Past

September 26, 2003 - November 21, 2005

ALFRED R. MINAFO, INC.

BD
CRD#: 104373
NEW YORK, NY
Past

May 13, 1997 - August 21, 1997

J. STREICHER & CO. L.L.C.

BD
CRD#: 3526
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 45
Date: 6/28/2010
PCX Floor Broker Exam
General Industry/Product Exam
RR
Series 7
Date: 5/12/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/5/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC

Current Firm

SS
SRT SECURITIES LLC
ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: , 8-34415

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
416 Hawthorne Street, Birmingham, MI 48009
Mailing Address
416 Hawthorne Street, Birmingham, MI 48009
Phone number
(917) 282-4757
Established
Delaware since 05/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event24

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SRT SECURITIES LLC

CRD#: 33725Birmingham, MI 48009

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