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Kimberly Sue Rosati

Kimberly S. Rosati

STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
DANVILLE, CA
Some features on this profile are disabled
CRD#: 2856820
Kimberly Sue Rosati

Professional summary

Kimberly Sue Rosati, CFP®, who also goes by Kimberly Farrington, Kimberly Sue Rosati, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Danville, California and FIDELITY BROKERAGE SERVICES LLC located in San Rafael, California.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kimberly has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Biography

In my role as a Vice President, Wealth Planner at Fidelity Investments, I help generations of families create a comprehensive set of personalized wealth strategies designed to grow, preserve, and transfer their wealth. My goal is to build long-term and meaningful relationships and to help my clients work towards achieving their wealth planning and legacy goals.
top-8-questions

Question & Answer

What are your service offerings?
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Investment Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes

Aliases

Kimberly Farrington | Kimberly Sue Rosati

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Sue Rosati's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Education

Golden Gate University

Master of Laws - Taxation

2001

JFK University School of Law

Juris Doctor (JD) - Law

1999

Golden Gate University

Master of Science, Finance - Financial Planning

1997

California State Poly University, San Luis Obispo

Master of Business Administration (MBA) - Business

1991

California State University

Bachelor of Science (BS) - Business Administration

1989

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596Office #3: 1000 4th Street, San Rafael, CA 94901
RIA
CRD#: 104555
DANVILLE, CA
Current

April 17, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1000 4th Street, San Rafael, CA 94901Office #2: 2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596
BD
CRD#: 7784
SAN RAFAEL, CA
Past

April 28, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SAN RAFAEL, CA
Past

July 13, 2018 - January 30, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

May 2, 2014 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WALNUT CREEK, CA
Past

December 11, 2013 - January 21, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/24/2022)
RR
California
(4/17/2020)
IAR
California
(3/31/2025)
RR
Colorado
(2/12/2021)
RR
Delaware
(1/4/2025)
RR
Florida
(2/12/2021)
RR
Georgia
(1/4/2025)
RR
Hawaii
(2/16/2022)
RR
Idaho
(4/4/2022)
RR
Indiana
(1/4/2025)
RR
Massachusetts
(8/13/2021)
RR
Montana
(2/17/2022)
RR
New Hampshire
(5/19/2023)
RR
New York
(8/8/2020)
RR
North Carolina
(8/8/2020)
RR
Oregon
(6/4/2021)
RR
Tennessee
(8/8/2020)
RR
Texas
(4/17/2020)
IAR
Texas
(3/31/2025)
RR
Utah
(8/8/2020)
RR
Virginia
(3/12/2021)
RR
Washington
(8/8/2020)
RR
Wisconsin
(9/29/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/21/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/20/2015
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/1/2015
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Vice President, Wealth PlannerCRD#: 104555Danville, CA

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Contact information

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xxxxx@xxxx.xxx

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