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Marilyn Leigh Brown

CRD# 2855408·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Marilyn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marilyn Leigh Brown, who also goes by Marilyn Leigh Jordan, Marilyn Jordan-brown, was a registered financial advisor. Marilyn was a previously registered financial professional and started their career in finance 1998 - 2012. Marilyn had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marilyn Leigh Jordan, Marilyn Jordan-Brown

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

SPIRE SECURITIES, LLCPast·CRD# 144131
BD
Colorado Springs, CO
May 21, 2010 - March 15, 2012
NATIONAL PLANNING CORPORATIONPast·CRD# 29604
BD
Colorado Springs, CO
June 28, 2005 - August 14, 2009
ADVISORS ASSET MANAGEMENT, INC.Past·CRD# 46727
RIA
Monument , CO
February 4, 2005 - May 19, 2005
ADVISORS ASSET MANAGEMENT, INC.Past·CRD# 46727
BD
Monument, CO
February 4, 2005 - May 19, 2005
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
June 21, 2004 - February 1, 2005
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
June 21, 2004 - February 1, 2005
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Colorado Springs, CO
March 5, 2001 - May 8, 2003
LPL FINANCIAL LLCPast·CRD# 6413
BD
Fort Mill, SC
February 27, 2001 - May 8, 2003
INVESTMENT CENTERS OF AMERICA, INC.Past·CRD# 16443
BD
Appleton, WI
January 15, 1998 - March 7, 2001

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Current Firm

SS
SPIRE SECURITIES, LLC

SPIRE SECURITIES, LLC

CRD#: 144131 / SEC#: 8-67635
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102

Phone Number

(703) 657-6075

Established

Virginia since 04/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPIRE INVESTMENT PTNERPARENT/HOLDING COMPANY—
BLISK, DAVID LLOYDPRESIDENT—
MALIK, FEISAL AHMED KHANCCO2115832
MILBURN, ROBERTFINOP2013040

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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