JR
Jeffrey L. Ryan
ERGAWEALTH ADVISORS
Oak Brook, IL
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CRD#: 2855025
JR
Professional summary
Jeffrey Lauren Ryan, who also goes by Jeffrey L Ryan, is a registered financial advisor currently at ERGAWEALTH ADVISORS, INC. located in Oak Brook, Illinois and CETERA INVESTMENT ADVISERS LLC located in Oak Brook, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey L Ryan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.DBA: ERGAWEALTH ADVISORS, INVESTMENT RELATED, SAME AS OFFICE ADDRESS, FINANCIAL PLANNING & INVESTMENTS SERVICES, START MAY 2014, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, WEALTH ADVISOR.
2. RYAN INVESTMENT MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, S CORP, STARTED 6/2014, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CORPORATION FOR BUSINESS ACTIVITY DBA ERGA WEALTH MANAGEMENT
3. NAME OF OTHER BUSINESS: ERGAWEALTH ADVISORS, INC
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 11/2017
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lauren Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2018 - Present
ERGAWEALTH ADVISORS, INC.
RIA
CRD#: 290030
Oak Brook, IL
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1200 Harger Rd, Ste 711, Oak Brook, IL 60523RIA
CRD#: 105644
OAK BROOK, IL
Current
June 3, 2014 - Present
CETERA ADVISORS LLC
Office #1: 1200 Harger Rd, Ste 711, Oak Brook, IL 60523BD
CRD#: 10299
Oak Brook, IL
Past
June 3, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PORTER, IN
Past
February 18, 2005 - June 6, 2014
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
VALPARAISO, IN
Past
February 25, 2000 - June 6, 2014
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
VALPARAISO, IN
Past
May 17, 1999 - February 25, 2000
WEDGEWOOD PARTNERS, INC.
BD
CRD#: 21923
ST. LOUIS, MO
Past
April 16, 1997 - April 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/28/2023)
RR
Florida(6/3/2014)
IAR
Florida(4/11/2019)
RR
Illinois(6/3/2014)
IAR
Illinois(1/5/2018)
RR
Indiana(6/3/2014)
IAR
Indiana(1/5/2018)
RR
Louisiana(4/20/2023)
RR
Michigan(6/3/2014)
RR
Ohio(6/17/2014)
RR
Pennsylvania(5/18/2016)
RR
South Carolina(6/25/2021)
RR
Texas(10/21/2024)
IAR
Texas(10/21/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
