Mark J. Devine
Professional summary
Mark Joseph Devine, who also goes by Mark Joseph Devine, Mark L Devine, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Marlton, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 65, Series 63, Series 62, Series 6TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Devine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Joseph Devine's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2025 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 336 Route 70 East 2nd Floor, Marlton, NJ 08053June 26, 2025 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 336 Route 70 East 2nd Floor, Marlton, NJ 08053October 26, 2022 - May 10, 2024
CITIGROUP GLOBAL MARKETS INC.
March 21, 2022 - May 10, 2024
CITIGROUP GLOBAL MARKETS INC.
May 11, 2016 - February 28, 2022
LPL FINANCIAL LLC
May 9, 2016 - February 28, 2022
LPL FINANCIAL LLC
November 16, 2015 - May 3, 2016
HSBC SECURITIES (USA) INC.
June 10, 2010 - May 3, 2016
HSBC SECURITIES (USA) INC.
July 28, 2009 - June 1, 2010
LPL FINANCIAL LLC
January 1, 2005 - February 26, 2008
HSBC SECURITIES (USA) INC.
April 27, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
April 14, 2000 - May 18, 2001
CITICORP INVESTMENT SERVICES
November 22, 1999 - May 2, 2000
CREDIT SUISSE SECURITIES (USA) LLC
October 16, 1997 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2025)
(6/27/2025)
(6/30/2025)
(6/30/2025)
(6/26/2025)
(6/26/2025)
(6/28/2025)
(7/2/2025)
(6/27/2025)
(6/27/2025)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
