Robert N. Bruce
Professional summary
Robert Newton Bruce, who also goes by Robert N Bruce, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Newton Bruce's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201October 27, 2010 - March 2, 2026
STRATCAP SECURITIES, LLC
April 30, 2007 - October 5, 2010
PACIFIC CORNERSTONE CAPITAL INCORPORATED
August 24, 2005 - December 31, 2005
WORLD GROUP SECURITIES, INC.
December 11, 2004 - March 21, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
February 16, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
January 29, 1999 - November 2, 2000
EQUITABLE DISTRIBUTORS, LLC
October 20, 1997 - November 10, 1998
UBS FINANCIAL SERVICES INC.
May 15, 1997 - September 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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