Andrew P. Castellano
Professional summary
Andrew Paul Castellano, who also goes by Andy Castellano, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Paul Castellano's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 11501 W Broad St, Richmond, VA 23233May 26, 2000 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 11501 W Broad St, Richmond, VA 23233Office #2: 11400 Nuckols Rd, Glen Allen, VA 23059Office #3: 5600 W Broad St, Richmond, VA 23230Office #4: 10000 W Broad St, Glen Allen, VA 23060Office #5: 11200 Patterson Ave, Richmond, VA 23238Office #6: 5816 Grove Ave, Richmond, VA 23226May 23, 2002 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 21, 1998 - May 26, 2000
CRESTAR SECURITIES CORPORATION
June 2, 1998 - July 14, 1998
SCOTTRADE, INC.
March 7, 1997 - February 3, 1998
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2019)
(2/15/2012)
(7/13/2022)
(7/13/2022)
(3/27/2007)
(11/14/2024)
(6/23/2021)
(1/17/2002)
(5/22/2025)
(8/25/2020)
(1/14/2022)
(8/13/2024)
(5/26/2000)
(9/15/2016)
(11/21/2024)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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