AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EL

Edmund J. Lomasney

PARALEL DISTRIBUTORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 2854436
EL

Professional summary

Edmund Joseph Lomasney is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.

Edmund is registered as a RR (Registered Representative) and started their career in finance in 1997. Edmund has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edmund Joseph Lomasney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2022 - Present

PARALEL DISTRIBUTORS

Office #1: 645 Fifth Avenue Suite 1201, New York, NY 10022
BD
CRD#: 316115
New York, NY
Past

July 27, 2009 - September 30, 2022

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

May 14, 2008 - July 24, 2009

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

August 26, 2005 - February 28, 2008

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

August 26, 2005 - February 28, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
BOSTON, MA
Past

August 24, 2005 - February 28, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

July 18, 2001 - December 31, 2003

RITTENHOUSE ASSET MANAGEMENT, INC.

RIA
CRD#: 106562
CHICAGO, IL
Past

July 18, 2001 - May 27, 2004

NUVEEN FUND ADVISORS, LLC

RIA
CRD#: 104626
CHICAGO, IL
Past

July 21, 1998 - May 26, 2004

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

March 7, 1997 - May 12, 1998

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/5/2022)
RR
Alaska
(10/5/2022)
RR
Arizona
(10/5/2022)
RR
Arkansas
(10/5/2022)
RR
California
(10/5/2022)
RR
Colorado
(10/5/2022)
RR
Connecticut
(10/5/2022)
RR
Delaware
(10/5/2022)
RR
District of Columbia
(10/5/2022)
RR
Florida
(10/5/2022)
RR
Georgia
(10/5/2022)
RR
Hawaii
(10/5/2022)
RR
Idaho
(10/5/2022)
RR
Illinois
(10/5/2022)
RR
Indiana
(10/5/2022)
RR
Iowa
(10/5/2022)
RR
Kansas
(10/5/2022)
RR
Kentucky
(10/5/2022)
RR
Louisiana
(10/5/2022)
RR
Maine
(10/5/2022)
RR
Maryland
(10/5/2022)
RR
Massachusetts
(10/5/2022)
RR
Michigan
(10/5/2022)
RR
Minnesota
(10/5/2022)
RR
Mississippi
(10/5/2022)
RR
Missouri
(10/5/2022)
RR
Montana
(10/5/2022)
RR
Nebraska
(10/5/2022)
RR
Nevada
(10/5/2022)
RR
New Hampshire
(10/5/2022)
RR
New Jersey
(10/5/2022)
RR
New Mexico
(10/5/2022)
RR
New York
(10/5/2022)
RR
North Carolina
(10/5/2022)
RR
North Dakota
(10/5/2022)
RR
Ohio
(10/11/2022)
RR
Oklahoma
(10/5/2022)
RR
Oregon
(10/5/2022)
RR
Pennsylvania
(10/5/2022)
RR
Puerto Rico
(10/5/2022)
RR
Rhode Island
(10/5/2022)
RR
South Carolina
(10/5/2022)
RR
South Dakota
(10/5/2022)
RR
Tennessee
(10/5/2022)
RR
Texas
(10/5/2022)
RR
Utah
(10/5/2022)
RR
Vermont
(10/5/2022)
RR
Virgin Islands
(10/5/2022)
RR
Virginia
(10/5/2022)
RR
Washington
(10/5/2022)
RR
West Virginia
(10/5/2022)
RR
Wisconsin
(10/5/2022)
RR
Wyoming
(10/5/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/14/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/27/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 2/20/1997
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARALEL DISTRIBUTORS

CRD#: 316115New York, NY 10022

TRUST BUT VERIFY

Monitor Edmund Lomasney

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics