MC
Mila N. Coffey
CETERA INVESTMENT ADVISERS LLC
RICHMOND, CA 94806
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CRD#: 2854349
MC
Professional summary
Mila Nues Coffey, CFP®, who also goes by Mila Jean Rosa, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Richmond, California and CETERA WEALTH SERVICES, LLC located in Richmond, California.
Mila is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mila has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mila Jean Rosa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Contra Costa College Foundation~2600 Mission Bell Drive AA-130~San Pablo~CA~94806~Other~Director/Officer~9/14/2005~2hrs~0hrs~Member of Board for the Contra Costa College Foundation assisting in scholarships to further students education and promote college to high school students and others. 2) EBRPD Ambassador~2950 Peralta Oaks Ct~Oakland~CA~94605~Other~Other~1/1/2013~3hrs~0hrs~I am a volunteer for the Park District as a representative providing information about the park and services the park offers. 3) Rental Property~169 Midship Drive~Hercules~CA~94806~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/2000~6hrs~0hrs~maintain and manage rental properties 4) PH Tax & Wealth Solutions, CPAs, Inc.~3220 Blume Drive, Suite 220~Richmond~CA~94806~Other~Owner~1/1/2020~140hrs~20hrs~Prepare income, trust, corporate, LLC tax returns for individual's, trust and businesses. 5) Colin Coffey for East Bay Parks District Director~'NIR'~1611 Sycamore Ave, P.O. Box 5815~Hercules~CA~94547~Elected/Appointed Official~Other~2/6/2018~1hrs~0hrs~I am a volunteer to pick up the mail at the post office box. 6) CDU GROUP LLC POSITION: Managing Member NATURE: holding company for the Advisor Equity Program through Cetera INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2024 ADDRESS: 3220 Blume Drive, Suite 221, Richmond CA 94806, United States DESCRIPTION: manage the operations of the LLC, which includes signing for the acquisition of an interest through the Advisor Equity Program, preparing any tax returns, if needed, and monitoring any correspondence.
CRS (Client Relationship Summary) - RIA
Click below to view Mila Nues Coffey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3220 Blume Drive Suite 221, Richmond, CA 94806RIA
CRD#: 105644
RICHMOND, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3220 Blume Drive Suite 221, Richmond, CA 94806BD
CRD#: 13572
Richmond, CA
Past
May 30, 2014 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Richmond, CA
Past
August 21, 2002 - October 13, 2006
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
RICHMOND, CA
Past
July 21, 1997 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Richmond, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Minnesota(9/18/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/5/2025)
RR
New York(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
RR
West Virginia(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Richmond, CA 94806TRUST BUT VERIFY
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